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Alphonso James Glover

CRD# 729725·Registered 1981 - 2020
Previously Registered: Being a previously registered professional could mean that Alphonso is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alphonso James Glover, who also goes by Alphonso J Glover, was a registered financial advisor. Alphonso was a previously registered financial professional and started their career in finance 1981 - 2020. Alphonso had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alphonso J Glover

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

IFP SECURITIES, LLC·CRD# 297287
BD
Fairfax, VA
May 22, 2019 - April 8, 2020
INDEPENDENT FINANCIAL PARTNERS·CRD# 125112
RIA
Fairfax, VA
March 27, 2012 - April 8, 2020
LPL FINANCIAL LLC·CRD# 6413
RIA
Fairfax, VA
March 28, 2011 - June 2, 2012
LPL FINANCIAL LLC·CRD# 6413
BD
Fairfax, VA
March 28, 2011 - May 23, 2019
OSAIC FS, INC.·CRD# 3870
RIA
Alexandria, VA
April 11, 2008 - April 1, 2011
OSAIC FS, INC.·CRD# 3870
BD
Alexandria, VA
December 17, 2003 - April 1, 2011
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
July 15, 2003 - January 5, 2004
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
February 22, 2000 - June 20, 2003
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Anaheim, CA
June 1, 1999 - March 20, 2000
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
January 7, 1997 - June 1, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
May 7, 1981 - January 9, 1997
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
May 7, 1981 - January 9, 1997

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Current Firm

IS
IFP SECURITIES, LLC

IFP SECURITIES, LLC

CRD#: 297287 / SEC#: 8-70150
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Mailing Address

3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607

Phone Number

(813) 341-0960

Established

Delaware since 06/08/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFP GROUP, LLCOWNER—
ACHESON, JEFFERY ALLENCHIEF STRATEGY & GROWTH OFFICER706698
GILMAN, AARON LEECHIEF INVESTMENT OFFICER5611425
HAMM, WILLIAM CHRISTOPHERPRESIDENT & CHIEF EXECUTIVE OFFICER5814331
HAMM, WILLIAM EUGENE JREXECUTIVE CHAIRMAN OF THE BOARD OF DIRECTORS1227713
JOHNSON, TORIANCHIEF COMPLIANCE OFFICER5363604
MEJIA, OSCAR MIGUELFINOP & CHIEF OPERATING OFFICER5569235

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2008About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1981About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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