Alphonso J. Glover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alphonso James Glover, who also goes by Alphonso J Glover, was a registered financial professional .
Alphonso is a previously registered financial professional and started their career in finance in 1981. Alphonso had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2019 - April 8, 2020
IFP SECURITIES, LLC
March 27, 2012 - April 8, 2020
INDEPENDENT FINANCIAL PARTNERS
March 28, 2011 - June 2, 2012
LPL FINANCIAL LLC
March 28, 2011 - May 23, 2019
LPL FINANCIAL LLC
April 11, 2008 - April 1, 2011
OSAIC FS, INC.
December 17, 2003 - April 1, 2011
OSAIC FS, INC.
July 15, 2003 - January 5, 2004
EQUITABLE ADVISORS, LLC
February 22, 2000 - June 20, 2003
RAYMOND JAMES & ASSOCIATES, INC.
June 1, 1999 - March 20, 2000
CENTAURUS FINANCIAL, INC.
January 7, 1997 - June 1, 1999
OSAIC WEALTH, INC.
May 7, 1981 - January 9, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 7, 1981 - January 9, 1997
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
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