Katherine Im
Professional summary
Katherine Im, who also goes by Katherine Hong, Kathy Hong, Kathy Im, is a registered financial advisor currently at WG PLAN LLC located in Mckinney, Texas.
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Katherine has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Im's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 7, 2025 - Present
WG PLAN LLC
Office #1: 7701 Eldorado Pkwy Ste 200, Mckinney, TX 75070March 26, 2025 - June 23, 2025
LPL FINANCIAL LLC
September 4, 2024 - June 23, 2025
LPL FINANCIAL LLC
November 16, 2020 - August 14, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/7/2025)
Exams
Series 6TO
Date: 11/16/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
WG PLAN LLC
CRD#: 338296 / SEC#:
Contact information
Red Flags
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