Katherine Im
Professional summary
Katherine Im, who also goes by Katherine Hong, Kathy Hong, Kathy Im, was a registered financial advisor .
Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Katherine had worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2025 - Present
Office #1: 7701 Eldorado Pkwy Ste 200, Mckinney, TX 75070
March 26, 2025 - June 23, 2025
LPL FINANCIAL LLC
September 4, 2024 - June 23, 2025
LPL FINANCIAL LLC
November 16, 2020 - August 14, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/7/2025)
Exams
Series 6TO
Date: 11/16/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent firm
No current employment
Red Flags
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