Gregory P. Brakovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Peter Brakovich was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1981. Gregory had worked at 15 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2021 - December 31, 2024
INVESTMENT PLANNERS, INC.
February 5, 2015 - December 31, 2019
CR CAPITAL DISTRIBUTORS, LLC
March 16, 2011 - February 18, 2015
STIRA CAPITAL MARKETS GROUP, LLC
August 18, 2010 - November 18, 2010
TNP SECURITIES, LLC
October 22, 2004 - June 19, 2009
KBS CAPITAL MARKETS GROUP LLC
May 30, 2000 - July 3, 2002
METLIFE INVESTORS DISTRIBUTION COMPANY
June 4, 1996 - April 18, 2000
EQUITABLE DISTRIBUTORS, LLC
June 6, 1995 - May 2, 1996
DIRECTED SERVICES LLC
May 13, 1992 - July 16, 1993
FIDELITY DISTRIBUTORS COMPANY LLC
May 10, 1991 - May 4, 1992
MONARCH SECURITIES, INC.
March 4, 1991 - June 4, 1991
MONARCH FINANCIAL SERVICES, INC.
October 30, 1989 - September 21, 1991
ABI SECURITIES, INC.
March 4, 1986 - October 27, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 18, 1984 - November 20, 1989
COREBRIDGE CAPITAL SERVICES, INC.
April 30, 1981 - October 17, 1983
TRANSAMERICA CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
INVESTMENT PLANNERS, INC.
CRD#: 18557 / SEC#: , 8-35642
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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