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JI

Jeffrey John Irwin

CRD# 7296709·Registered 2020 - 2023
Previously Registered: Being a previously registered professional could mean that Jeffrey is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jeffrey John Irwin, who also goes by Jeff Irwin, Jeffrey Irwin, was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 2020 - 2023. Jeffrey had worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jeff Irwin, Jeffrey Irwin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Charleston, SC
June 7, 2021 - October 5, 2023
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Charleston, SC
November 12, 2020 - October 5, 2023

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Current Firm

AI
AVANTAX INVESTMENT SERVICES, INC.

1ST GLOBAL | HD VEST INVESTMENT SERVICES | HD VEST | H.D. VEST INVESTMENT SERVICES | H.D. VEST INVESTMENT SECURITIES, INC. | AVANTAX WEALTH MANAGEMENT | AVANTAX INVESTMENT SERVICES, INC. | AVANTAX

CRD#: 13686 / SEC#: 8-29533
BD
Terminated by SEC on 12/09/2025

Contact Information

Established

Texas since 04/13/1983

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AVANTAX WEALTH MANAGEMENT, INC.SOLE SHAREHOLDER—
BUCHHEISTER, JEFFREY ROBERTCHIEF FINANCIAL OFFICER4709900
BURKOTT, DANIEL PAULCHIEF COMPLIANCE OFFICER4710068
DOWELL, RODNEY CAMMERONPRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT7376607
GOK, LISA ANNEGENERAL COUNSEL, SECRETARY5059738
HOLWEGER, KIMBERLEYPRINCIPAL OPERATIONS OFFICER1572778
MACKAY, TODD CHRISTOPHERDIRECTOR AND VICE PRESIDENT2799860
MIZUGUCHI, MAURACHIEF ACCOUNTING OFFICER5769181
NEARY, JOSEPH DANIELDIRECTOR AND VICE PRESIDENT2993505
WATTS, ANDREW DAVIDPRESIDENT4780880

Disclosures

Regulatory Event

17

Arbitration

4

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) COLLEGE OF CHARLESTON; Academic Advisor; Assists undergraduate students with all aspects of academic planning by promoting and encouraging self- authorship and resource utilization in support of academic success, as well as timely and informed pursuit of an academic major; INVESTMENT RELATED: No; 180hrs; 130hrs during trading; Started 10/11/2021; 66 George St., Charleston SC 29492; Provide quality, accurate in-person and virtual individual academic advising to 300-350 first-year, transfer, and undecided students. Work with students to develop an academic plan by exploring interests, discussing majors and course options, setting realistic goals and addressing academic concerns. 2) IRWIN ADVISORY; POSITION: NA NATURE: DBA Name for investment services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 1140 Tidal View Ln, Charleston SC 294128420, DESCRIPTION: NA 3) PORTER-GAUD SCHOOL; POSITION: Instructor NATURE: Teach as a substitute teacher and work in the Learning Center as a Tutor. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 32 START DATE: 08/15/2022; ADDRESS: 300 Albermarle Rd., Charleston SC 29407, US; Teach as a substitute teacher and work in the Learning Center as a Tutor. 4) UNIVERSITY OF SOUTH CAROLINA; POSITION: Educator/Professor NATURE: Teach Business courses online for Palmetto College at University of South Carolina. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2022; 1244 Blossom St., Columbia SC 29208, US; Teach Business courses online for Palmetto College at University of South Carolina. 5)COLLEGE OF CHARLESTON ATHLETIC FUND POSITION: Director of Finance NATURE: The Finance Director for the College of Charleston Athletic Fund (CCAF) INVESTMENT RELATED: No NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 130 START DATE: 02/09/2023 ADDRESS: 66 George St., Charleston SC 29424, United States DESCRIPTION: The creation and maintenance of accounting records, and the verification and documentation of complex financial transactions used in the preparation of financial records and reports. The Director also serves as financial liaison for; CCAF independent auditors, banking contacts, CCAF Finance Committee, CCAF Board of Directors, as well as the CofC Treasure's Office, Controllers Office, and the coaches and staff of CofC Athletic Department. This position also manages vehicles, insurance policies, hospitality permits, licenses, Sled reports, and inventory of assets.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2021About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2020About the Series 65 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2021About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2020About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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