JI
Jeffrey J. Irwin
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CRD#: 7296709
JI
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey John Irwin, who also goes by Jeff Irwin, Jeffrey Irwin, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2020. Jeffrey had worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jeff Irwin | Jeffrey Irwin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COLLEGE OF CHARLESTON; Academic Advisor; Assists undergraduate students with all aspects of academic planning by promoting and encouraging self- authorship and resource utilization in support of academic success, as well as timely and informed pursuit of an academic major; INVESTMENT RELATED: No; 180hrs; 130hrs during trading; Started 10/11/2021; 66 George St., Charleston SC 29492; Provide quality, accurate in-person and virtual individual academic advising to 300-350 first-year, transfer, and undecided students. Work with students to develop an academic plan by exploring interests, discussing majors and course options, setting realistic goals and addressing academic concerns. 2) IRWIN ADVISORY; POSITION: NA NATURE: DBA Name for investment services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 1140 Tidal View Ln, Charleston SC 294128420, DESCRIPTION: NA 3) PORTER-GAUD SCHOOL; POSITION: Instructor NATURE: Teach as a substitute teacher and work in the Learning Center as a Tutor. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 32 START DATE: 08/15/2022; ADDRESS: 300 Albermarle Rd., Charleston SC 29407, US; Teach as a substitute teacher and work in the Learning Center as a Tutor. 4) UNIVERSITY OF SOUTH CAROLINA; POSITION: Educator/Professor NATURE: Teach Business courses online for Palmetto College at University of South Carolina. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2022; 1244 Blossom St., Columbia SC 29208, US; Teach Business courses online for Palmetto College at University of South Carolina. 5)COLLEGE OF CHARLESTON ATHLETIC FUND POSITION: Director of Finance NATURE: The Finance Director for the College of Charleston Athletic Fund (CCAF) INVESTMENT RELATED: No NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 130 START DATE: 02/09/2023 ADDRESS: 66 George St., Charleston SC 29424, United States DESCRIPTION: The creation and maintenance of accounting records, and the verification and documentation of complex financial transactions used in the preparation of financial records and reports. The Director also serves as financial liaison for; CCAF independent auditors, banking contacts, CCAF Finance Committee, CCAF Board of Directors, as well as the CofC Treasure's Office, Controllers Office, and the coaches and staff of CofC Athletic Department. This position also manages vehicles, insurance policies, hospitality permits, licenses, Sled reports, and inventory of assets.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 7, 2021 - October 5, 2023
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Charleston, SC
Past
November 12, 2020 - October 5, 2023
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Charleston, SC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/7/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
AI
AVANTAX INVESTMENT SERVICES, INC.
1ST GLOBAL | HD VEST INVESTMENT SERVICES | HD VEST | H.D. VEST INVESTMENT SERVICES | H.D. VEST INVESTMENT SECURITIES, INC. | AVANTAX WEALTH MANAGEMENT | AVANTAX INVESTMENT SERVICES, INC. | AVANTAX
CRD#: 13686 / SEC#: , 8-29533
BD
Termination Requested by SEC on 09/26/2025
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Contact information
Main Address
Mailing Address
Phone number
Established
Texas since 04/13/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVANTAX WEALTH MANAGEMENT, INC. | SOLE SHAREHOLDER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | GENERAL COUNSEL, SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | PRINCIPAL OPERATIONS OFFICER | 1572778 |
| MACKAY, TODD CHRISTOPHER | DIRECTOR AND VICE PRESIDENT | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER | 5769181 |
| NEARY, JOSEPH DANIEL | DIRECTOR AND VICE PRESIDENT | 2993505 |
| WATTS, ANDREW DAVID | PRESIDENT | 4780880 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
