Jack T. Kowal

QUANTUM FINANCIAL SERVICES

INDIANAPOLIS, IN 46256

Some features on this profile are disabled

CRD#: 729667

Professional summary

Jack Thomas Kowal, CFP® is a registered financial advisor currently at QUANTUM FINANCIAL SERVICES INC. located in Indianapolis, Indiana.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Jack has worked at 5 firms and has passed the Series 63, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Thomas Kowal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

November 10, 1998 - Present

QUANTUM FINANCIAL SERVICES INC.

Office #1: 7400 North Shadeland Ave Suite 220, Indianapolis, IN 46256

RIA

CRD#: 121631

INDIANAPOLIS, IN

Past

September 8, 2009 - December 22, 2009

LPL FINANCIAL LLC

CRD#: 6413

INDIANAPOLIS, IN

Past

March 28, 1994 - September 8, 2009

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

INDIANAPOLIS, IN

Past

October 16, 1985 - March 11, 1994

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

May 8, 1981 - October 8, 1985

WADDELL & REED

CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUANTUM FINANCIAL SERVICES INC.

CRD#: 121631 / SEC#: 801-67729

RIA

Registered Investment Advisory firm - (4/16/2007 Approved)

Indiana

Registered Investment Advisory firm - (12/4/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/7/2025)

IAR

Indiana
(11/10/1998)

IAR

Texas
(4/27/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/10/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/10/1981

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 5/6/1981

Direct Participation Programs Representative Examination

Current Firm

QUANTUM FINANCIAL SERVICES INC.

CRD#: 121631 / SEC#: 801-67729

RIA

Registered Investment Advisory firm - (4/16/2007 Approved)

Indiana

Registered Investment Advisory firm - (12/4/2007 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7400 Shadeland Ave Suite 220, Indianapolis, IN 46250

Mailing Address

Phone number

(317) 845-1786

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 QUANTUM FINANCIAL SERVICES INC ADV PART II (3/21/2025)

Regulatory assets under management

Total Number of Accounts	96
AUM (Assets Under Management)	$ 590,797,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Brian Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Tammy Williams

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jack T. Kowal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Thomas Kowal's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

WATERSTONE FINANCIAL GROUP, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

WADDELL & REED

Primary Firm SEC Registration

QUANTUM FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/10/1981

Series 6

Date: 12/10/1981

Series 22

Date: 5/6/1981

Current Firm

QUANTUM FINANCIAL SERVICES INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUANTUM FINANCIAL SERVICES INC.

TRUST BUT VERIFY

Similar Advisors