Jack Thomas Kowal
CFP®Professional Summary
Jack Thomas Kowal, CFP® is a registered financial advisor currently at QUANTUM FINANCIAL SERVICES INC. located in Indianapolis, Indiana. Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Jack has worked at 5 firms and has passed the Series 63, Series 6 and Series 22 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
QUANTUM FINANCIAL SERVICES INC.
Contact Information
Main Address
7400 Shadeland Ave Suite 220, Indianapolis, IN 46250Phone Number
(317) 845-1786# of Employees
2SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
516AUM (Assets Under Management)
$730,899,118Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
QUANTUM FINANCIAL SERVICES INC.
State Registrations and Notice Filings
(10/7/2025)
(11/10/1998)
(4/27/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1981About the Series 6 examSeries 22 — Direct Participation Programs Representative Examination
Passed May 1981About the Series 22 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jack Thomas Kowal's CRS (Customer Relationship Summary).
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