Cole M. Erickson

BEACON CAPITAL

Cedar Rapids, IA 52402

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CRD#: 7296535

Professional summary

Cole Miles Erickson is a registered financial advisor currently at BEACON CAPITAL, LLC located in Cedar Rapids, Iowa.

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Cole has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CME Inc.; Inv Rel; Burlingtion, IA; Insurance Sales and Services; Owner/Ins Agent; 01/2022; approx 40 hrs/mo; 40 hrs during sec trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Miles Erickson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

BEACON CAPITAL, LLC

Office #1: 375 Collins Road Ne, Suite 120, Cedar Rapids, IA 52402

RIA

CRD#: 286316

Cedar Rapids, IA

Past

February 8, 2021 - November 5, 2021

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Cedar Rapids, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON CAPITAL, LLC

CRD#: 286316 / SEC#: 801-120315

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

Illinois

Registered Investment Advisory firm - (2/17/2021 Terminated)

Iowa

Registered Investment Advisory firm - (2/17/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (3/15/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/17/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(1/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2023

Uniform Investment Adviser Law Examination

Current Firm

BEACON CAPITAL, LLC

CRD#: 286316 / SEC#: 801-120315

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

Illinois

Registered Investment Advisory firm - (2/17/2021 Terminated)

Iowa

Registered Investment Advisory firm - (2/17/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (3/15/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/17/2021 Terminated)

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Contact information

Main Address

375 Collins Road Ne, Suite 120, Cedar Rapids, IA 52402

Mailing Address

Phone number

(319) 389-4371

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A & 2B SEC (1/10/2025)

Regulatory assets under management

Total Number of Accounts	951
AUM (Assets Under Management)	$ 176,237,651

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cole M. Erickson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Miles Erickson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEACON CAPITAL, LLC

BANKERS LIFE ADVISORY SERVICES, INC.

Primary Firm SEC Registration

BEACON CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2023

Current Firm

BEACON CAPITAL, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEACON CAPITAL, LLC

TRUST BUT VERIFY

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