Dale A. Klebba
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale August Klebba, who also goes by Dale A Klebba, was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1981. Dale had worked at 7 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2010 - January 9, 2012
FORTUNE FINANCIAL SERVICES, INC.
October 4, 2006 - November 3, 2008
AUTO CLUB FUNDS, INC.
October 4, 2001 - March 17, 2006
ALLIANZ LIFE FINANCIAL SERVICES, LLC
July 27, 1994 - September 14, 2001
AUTO CLUB FUNDS, INC.
February 12, 1987 - June 29, 1994
WALNUT STREET SECURITIES, INC.
September 3, 1986 - February 26, 1987
MARINER FINANCIAL SERVICES, INC.
May 6, 1981 - August 25, 1986
SIGNATOR INVESTORS, INC.
May 6, 1981 - August 26, 1986
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
