Conner R. Haney

49 FINANCIAL

Houston, TX 77024

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CRD#: 7296073

Professional summary

Conner Robert Haney, who also goes by Conner Haney, is a registered financial advisor currently at 49 FINANCIAL located in Houston, Texas.

Conner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Conner has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Conner Haney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Financial Independence Group; investment related; 820 Gessner Suite 316, Houston, TX 77024; Insurance Agent; Start date 2024-07-26; 40 Hours per month during trading hours. 2) HTX Soccer; Not investment related; 2201 Timberloch Place, Suite 275 The Woodlands, TX 77380; Soccer Coach; 15 hours during trading house per month; 48 hours outside of trading hours per month; Youth club soccer coach, responsible for two teams where I prepare two training sessions per week as well as coach a game on the weekends.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conner Robert Haney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2024 - Present

49 FINANCIAL

Office #1: 820 Gessner Ste 1250, Houston, TX 77024

RIA

CRD#: 319484

Houston, TX

Past

July 25, 2024 - December 16, 2024

OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000

Houston, TX

Past

October 12, 2020 - January 12, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

49 FINANCIAL

49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC

CRD#: 319484 / SEC#: 801-123687

RIA

Registered Investment Advisory firm - (9/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2024

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/15/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/10/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/24/2020

Securities Industry Essentials Examination

Current Firm

49 FINANCIAL

49 FINANCIAL | GLADIATOR ADVISORS, LLC | 49 WEALTH MANAGEMENT, LLC

CRD#: 319484 / SEC#: 801-123687

RIA

Registered Investment Advisory firm - (9/8/2022 Approved)

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Contact information

Main Address

3711 S Mopac Expy Suite 150, Austin, TX 78746

Mailing Address

Phone number

(214) 563-1190

Established

Firm type

Fiscal year end

# of Employees

167

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (7/31/2025)

Regulatory assets under management

Total Number of Accounts	2,989
AUM (Assets Under Management)	$ 871,379,407

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Conner R. Haney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conner Robert Haney's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKWOOD CAPITAL SECURITIES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

Primary Firm SEC Registration

49 FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2024

Series 63

Date: 8/15/2020

Series 7TO

Date: 10/10/2020

SIE

Date: 7/24/2020

Current Firm

49 FINANCIAL

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

49 FINANCIAL

TRUST BUT VERIFY

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