RB
Rhonda Bernier
SAVIOR WEALTH
Lakeville, MA 02341
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CRD#: 7295934
RB
Professional summary
Rhonda Bernier is a registered financial advisor currently at SAVIOR WEALTH located in Lakeville, Massachusetts.
Rhonda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Rhonda has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Parent & Bernier, Inc., not investment related, 65 Main St. Lakeville, MA 02347, accounting firm, president and accountant, start date 01/2011, 135 hours per month dedicated to this position, 135 hours per month during securities trading hours. Duties include preparation of income tax forms for individuals, corporations, partnerships, non-profits and trusts.
CRS (Client Relationship Summary) - RIA
Click below to view Rhonda Bernier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2024 - Present
SAVIOR WEALTH
Office #1: 65 Main Street, Lakeville, MA 02341RIA
CRD#: 299178
Lakeville, MA
Past
September 23, 2020 - September 27, 2023
THE PATRIOT FINANCIAL GROUP, LLC
RIA
CRD#: 172470
WESTBOROUGH, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SAVIOR WEALTH
LEGACY WEALTH MANAGEMENT ADVISORS | SAVIOR WEALTH, LLC | SAVIOR WEALTH | SAVIOR LLC | PROPHET EDGE | PENTA WEALTH MANAGEMENT LLC | PENTA WEALTH MANAGEMENT | MCLAUGHLIN FINANCIAL CONSULTING
CRD#: 299178 / SEC#: 801-114564
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(3/29/2024)
Exams
Current Firm
SW
SAVIOR WEALTH
LEGACY WEALTH MANAGEMENT ADVISORS | SAVIOR WEALTH, LLC | SAVIOR WEALTH | SAVIOR LLC | PROPHET EDGE | PENTA WEALTH MANAGEMENT LLC | PENTA WEALTH MANAGEMENT | MCLAUGHLIN FINANCIAL CONSULTING
CRD#: 299178 / SEC#: 801-114564
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
40 Washington Street Suite 210, Wellesley, MA 02481
Mailing Address
Phone number
(617) 699-8877
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 352 |
| AUM (Assets Under Management) | $ 111,547,543 |
Red Flags
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Company Information
SAVIOR WEALTH
CRD#: 299178Lakeville, MA 02341TRUST BUT VERIFY
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