CB
Corey Brennan
WEALTHFORGE SECURITIES
New York, NY 10169
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CRD#: 7295903
CB
Professional summary
Corey Brennan is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in New York, New York.
Corey is registered as a RR (Registered Representative) and started their career in finance in 2020. Corey has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Corey Brennan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2020 - Present
WEALTHFORGE SECURITIES, LLC
Office #1: 230 Park Avenue Suite 1560, New York, NY 10169BD
CRD#: 152550
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/13/2021)
RR
Alaska(1/13/2021)
RR
Arizona(12/23/2020)
RR
Arkansas(1/13/2021)
RR
California(11/19/2020)
RR
Colorado(1/13/2021)
RR
Connecticut(1/13/2021)
RR
Delaware(1/13/2021)
RR
District of Columbia(1/13/2021)
RR
Florida(1/13/2021)
RR
Georgia(1/13/2021)
RR
Hawaii(1/13/2021)
RR
Idaho(12/23/2020)
RR
Illinois(1/13/2021)
RR
Indiana(12/23/2020)
RR
Iowa(1/13/2021)
RR
Kansas(1/13/2021)
RR
Kentucky(12/23/2020)
RR
Louisiana(1/13/2021)
RR
Maine(1/13/2021)
RR
Maryland(1/13/2021)
RR
Massachusetts(12/23/2020)
RR
Michigan(1/13/2021)
RR
Minnesota(1/13/2021)
RR
Mississippi(1/13/2021)
RR
Missouri(1/13/2021)
RR
Montana(1/13/2021)
RR
Nebraska(1/13/2021)
RR
Nevada(1/13/2021)
RR
New Hampshire(1/13/2021)
RR
New Jersey(1/13/2021)
RR
New Mexico(1/13/2021)
RR
New York(11/19/2020)
RR
North Carolina(1/13/2021)
RR
North Dakota(1/13/2021)
RR
Ohio(1/13/2021)
RR
Oklahoma(1/13/2021)
RR
Oregon(1/13/2021)
RR
Pennsylvania(1/13/2021)
RR
Puerto Rico(1/13/2021)
RR
Rhode Island(1/13/2021)
RR
South Carolina(1/13/2021)
RR
South Dakota(1/13/2021)
RR
Tennessee(1/13/2021)
RR
Texas(1/13/2021)
RR
Utah(1/13/2021)
RR
Vermont(1/13/2021)
RR
Virgin Islands(1/13/2021)
RR
Virginia(11/19/2020)
RR
Washington(12/23/2020)
RR
West Virginia(1/13/2021)
RR
Wisconsin(1/13/2021)
RR
Wyoming(1/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/2/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WEALTHFORGE SECURITIES, LLC
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
3015 W Moore St Suite 102, Richmond, VA 23230
Mailing Address
3015 W Moore St Suite 102, Richmond, VA 23230
Phone number
(804) 308-0431
Established
Virginia since 07/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
