JK
James R. Knight
FAMILY WEALTH ADVISORS
FARMINGTON, UT 84025-3936
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CRD#: 729539
JK
Professional summary
James Rodney Knight JR, who also goes by J R Knight, James Rodney Knight, is a registered financial advisor currently at FAMILY WEALTH ADVISORS located in Farmington, Utah.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. James has worked at 8 firms and has passed the Series 63, Series 65, Series 6, Series 22, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J R Knight | James Rodney Knight
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
J.R. Knight, CFP� is the sole owner of and principal licensed Utah real estate broker for F.W.A. Realty located at 670 West Shepard Lane, Suite 101, Farmington, Utah 84025 (start date: May 20, 1992). He occasionally (1-3 hours per month during securities trading hours) represents clients in various types of real estate transactions for which he may receive a real estate commission. In those situations the client is fully informed that Mr. Knight is receiving compensation for his services and that the arrangement presents a conflict of interest-Mr. Knight has a financial incentive to recommend the services of F.W.A. Realty. J.R. Knight, CFP� also owns a 50% interest in East Meadows Homes, a Utah Limited Liability Company (start date: June 11, 2014 and Office location is: 670 West Shepard Lane, Suite 101, Farmington, Utah 84025) which is a company that owns the Class B Member shares (Managing Partner shares) in Land Solutions Partners-East Meadows, LLC. It also manages the East Meadows Mobile Home Park. Mr. Knight spends approximately 20 hours per month during securities trading hours as a managing partner in this business. He also owns a 11.2% interest in Land Solutions Partners-East Meadows, LLC (start date: September 19, 2013 and Office location is: 670 West Shepard Lane, Suite 101, Farmington, Utah 84025) a Limited Liability Company that owns the East Meadows Mobile Home Park located in Vernal, Utah. Land Solutions Partners-East Meadows, LLC Class A Member shares are owned by the investors. Mr. Knight's existing Family Wealth Advisors (FWA) client base/ and non-FWA investors were solicited to invest in Land Solutions Partners-East Meadows, LLC. These private real estate securities transactions are inherently high-risk investments and when advisory clients are solicited to invest in outside projects, a potential conflict of interest exists in that Mr. Knight owns a 50% interest in the East Meadows Homes, LLC and a 11.2% interest in Land Solutions Partners-East Meadows, LLC. Neither East Meadows Homes, LLC or Land Solutions Partners-East Meadows, LLC received upfront commissions for raising the capital necessary to acquire the property and no upfront compensation for negotiating and structuring the syndication. F.W.A. Realty was paid a real estate commission for providing brokerage services to Land Solutions Partners-East Meadows, LLC. Mr. Knight receives compensation from his equity interest in East Meadows Homes, LLC and Land Solutions Partners-East Meadows, LLC based on the success of the company.
CRS (Client Relationship Summary) - RIA
Click below to view James Rodney Knight JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 4, 2004 - Present
FAMILY WEALTH ADVISORS
Office #1: 670 West Shepard Lane, Ste 101, Farmington, UT 84025-3936RIA
CRD#: 117475
FARMINGTON, UT
Past
October 13, 1997 - June 27, 2011
INTERMOUNTAIN FINANCIAL SERVICES, INC.
BD
CRD#: 15386
FARMINGTON, UT
Past
October 6, 1997 - October 10, 1997
OMNI BROKERAGE, INC.
BD
CRD#: 16878
SOUTH JORDAN, UT
Past
February 25, 1993 - December 31, 2003
FAMILY WEALTH ADVISORS
RIA
CRD#: 117475
FARMINGTON, UT
Past
May 9, 1990 - June 29, 1995
OMNI BROKERAGE, INC.
BD
CRD#: 16878
SOUTH JORDAN, UT
Past
January 14, 1988 - March 19, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BD
CRD#: 5774
Past
March 11, 1986 - December 14, 1987
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
Past
May 1, 1985 - February 19, 1986
EAGLE POINTE SECURITIES
BD
CRD#: 15849
Past
October 27, 1982 - May 28, 1985
KENMAN SECURITIES CORPORATION
BD
CRD#: 10490
Past
April 13, 1981 - April 12, 1982
LPL FINANCIAL LLC
BD
CRD#: 6413
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(2/4/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
FW
FAMILY WEALTH ADVISORS
FAMILY WEALTH ADVISORS | PHYSICIAN FINANCIAL SERVICES, INC. | KNIGHT, (JR), JAMES RODNEY | FAMILY WEALTH ADVISORS, LLC
CRD#: 117475 / SEC#:
Utah
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Contact information
Main Address
670 West Shepard Lane Suite 101, Farmington, UT 84025
Mailing Address
Phone number
(801) 447-4656
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 157 |
| AUM (Assets Under Management) | $ 44,422,700 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/09/2025 | ||
| 02/02/2024 | ||
| 02/08/2023 |
Red Flags
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Company Information
FAMILY WEALTH ADVISORS
CRD#: 117475Farmington, UT 84025-3936TRUST BUT VERIFY
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