Val J. Yaverbaum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Val Jay Yaverbaum was a registered financial professional .
Val is a previously registered financial professional and started their career in finance in 1981. Val had worked at 15 firms and has passed the Series 66, Series 63, Series 55, Series 7, Series 53, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2013 - July 9, 2013
ARISTON WEALTH MANAGEMENT, L.P.
March 18, 2013 - January 31, 2014
WINDSOR STREET CAPITAL, LP
January 4, 2010 - July 2, 2012
WORDEN CAPITAL MANAGEMENT LLC
June 4, 2009 - January 5, 2010
MERCER CAPITAL LTD.
November 27, 2003 - December 31, 2004
VIEWTRADE FINANCIAL
July 6, 2000 - July 13, 2001
TRIDENT PARTNERS LTD.
March 15, 2000 - July 6, 2000
SHARPE CAPITAL, INC.
April 12, 1999 - March 7, 2000
LCP CAPITAL CORP.
December 23, 1997 - April 15, 1999
HD BROUS & CO., INC.
June 30, 1997 - December 24, 1997
MORGAN GRANT CAPITAL CORP.
June 24, 1992 - July 18, 1997
INVESTORS ASSOCIATES, INC.
June 4, 1990 - June 30, 1992
PAULSON INVESTMENT COMPANY LLC
September 26, 1988 - June 20, 1990
RUTLAND SECURITIES L.P.
April 10, 1986 - September 27, 1988
F.N. WOLF & CO., INC.
April 13, 1981 - April 18, 1986
BROADCHILD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/9/2009
Limited Representative-Equity Trader ExamSeries 8
Date: 2/24/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ARISTON WEALTH MANAGEMENT, L.P.
CRD#: 158220 / SEC#: 801-72571
Contact information
Red Flags
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