Morton A. Millhauser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Morton Allan Millhauser, who also goes by Morton Alan Millhauser, was a registered financial professional .
Morton is a previously registered financial professional and started their career in finance in 1981. Morton had worked at 11 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2008 - January 12, 2021
ATALANTA SOSNOFF MANAGEMENT, LLC
June 26, 2006 - June 2, 2021
ATALANTA SOSNOFF CAPITAL, LLC
July 8, 2003 - August 24, 2006
ATALANTA SOSNOFF MANAGEMENT, LLC
September 28, 1999 - February 23, 2000
NYLIFE SECURITIES LLC
November 9, 1998 - August 27, 1999
OSAIC FA, INC.
November 9, 1998 - September 3, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 17, 1996 - December 31, 1996
VESTAX SECURITIES CORPORATION
October 10, 1994 - April 21, 1995
THOS. K. WASSERMAN & ASSOCIATES, INC.
October 27, 1986 - September 22, 1992
RAYMOND JAMES & ASSOCIATES, INC.
March 5, 1986 - November 14, 1986
REALTY CAPITAL SECURITIES, INC.
August 15, 1984 - March 14, 1986
MURRAY SECURITIES CORPORATION
January 27, 1984 - July 23, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 23, 1981 - January 6, 1984
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
ATALANTA SOSNOFF MANAGEMENT, LLC
CRD#: 11085 / SEC#: 801-22856, 8-27425
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATALANTA SOSNOFF MANAGEMENT, LLC
CRD#: 11085 / SEC#: 801-22856, 8-27425
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 592 |
| AUM (Assets Under Management) | $ 3,498,041,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
