Samuel Peterman

KENNEDY CAPITAL MANAGEMENT

St Louis, MO 63141-7739

Some features on this profile are disabled

CRD#: 7294678

Professional summary

Samuel Peterman is a registered financial advisor currently at KENNEDY CAPITAL MANAGEMENT located in St Louis, Missouri.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Samuel has worked at 2 firms and has passed the Series 63, Series 87, Series 86, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Peterman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2025 - Present

KENNEDY CAPITAL MANAGEMENT

Office #1: 10829 Olive Blvd, St Louis, MO 63141-7739

RIA

CRD#: 105834

St Louis, MO

Past

November 20, 2020 - March 1, 2023

CRAIG-HALLUM CAPITAL GROUP LLC

CRD#: 121395

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KENNEDY CAPITAL MANAGEMENT

KENNEDY CAPITAL | KENNEDY CAPITAL MANAGEMENT, INC. | KENNEDY CAPITAL MANAGEMENT LLC | KENNEDY CAPITAL MANAGEMENT INC | KENNEDY CAPITAL MANAGEMENT

CRD#: 105834 / SEC#: 801-15323

RIA

Registered Investment Advisory firm - (7/17/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(8/15/2025)

IAR

Texas
(8/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/21/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 1/22/2021

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 12/11/2020

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7TO

Date: 11/19/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/9/2020

Securities Industry Essentials Examination

Current Firm

KENNEDY CAPITAL MANAGEMENT

KENNEDY CAPITAL | KENNEDY CAPITAL MANAGEMENT, INC. | KENNEDY CAPITAL MANAGEMENT LLC | KENNEDY CAPITAL MANAGEMENT INC | KENNEDY CAPITAL MANAGEMENT

CRD#: 105834 / SEC#: 801-15323

RIA

Registered Investment Advisory firm - (7/17/1980 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10829 Olive Blvd, St Louis, MO 63141-7739

Mailing Address

Phone number

(314) 432-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KENNEDY CAPITAL MANAGEMENT LLC MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 4,885,270,151

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Samuel Peterman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Peterman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRAIG-HALLUM CAPITAL GROUP LLC

Primary Firm SEC Registration

KENNEDY CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 1/21/2021

Series 87

Date: 1/22/2021

Series 86

Date: 12/11/2020

Series 7TO

Date: 11/19/2020

SIE

Date: 10/9/2020

Current Firm

KENNEDY CAPITAL MANAGEMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KENNEDY CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors