Deborah A. Deitering
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Ann Deitering was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1981. Deborah had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2017 - June 1, 2018
BALEFIRE, LLC
May 5, 2017 - April 2, 2018
LPL FINANCIAL LLC
May 12, 2004 - May 5, 2017
WESTPARK WEALTH ADVISORS, INC.
January 2, 2001 - December 31, 2004
IMS SECURITIES, INC.
January 2, 2001 - May 5, 2017
IMS SECURITIES, INC.
July 30, 1993 - December 31, 2000
OSAIC WEALTH, INC.
October 16, 1981 - August 5, 1993
THE VARIABLE ANNUITY MARKETING COMPANY
May 4, 1981 - August 1, 1981
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
BALEFIRE, LLC
CRD#: 168733 / SEC#: 801-78506
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BALEFIRE, LLC
CRD#: 168733 / SEC#: 801-78506
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,527 |
| AUM (Assets Under Management) | $ 1,236,940,085 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
