RP
Roy I. Peterkofsky
PETERKOFSKY, ROY
San Francisco, CA
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CRD#: 7294504
RP
Professional summary
Roy Isaac Peterkofsky is a registered financial advisor currently at PETERKOFSKY, ROY located in San Francisco, California.
Roy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Roy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Peterkofsky has two investment-related business activities beyond his investment advisory practice. He is actively engaged in trading securities in his own account and, as a passive activity, also owns a single rental real estate property. Both activities are operated from Mr. Peterkofsky's home and, in aggregate, they consume approximately 80 hours per month of Mr. Peterkofsky's time (including approximately 20 hours per month during U.S. market regular trading hours).
Ownership of the rental real estate is a passive activity occupying less than one hour per month. As such, most of the time consumed by these activities is due to securities trading. It should be appreciated, however, that the time spent on trading securities for Mr. Peterkofsky's own account is not additive to the time required for managing client accounts. Rather, substantially the same research and operational tasks apply to both activities. Therefore, this does not represent time or attention that is "taken away" from management of client accounts.
Mr. Peterkofsky has been trading securities in his own account since 1987 and has operated the rental real estate property since November 2019.
Mr. Peterkofsky does not hold any employment with or partnership in any organization beyond his own investment advisory practice.
CRS (Client Relationship Summary) - RIA
Click below to view Roy Isaac Peterkofsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2020 - Present
PETERKOFSKY, ROY
RIA
CRD#: 310852
San Francisco, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/20/2020)
Current Firm
PR
PETERKOFSKY, ROY
PETERKOFSKY, ROY | PETERKOFSKY, ROY ISAAC
CRD#: 310852 / SEC#:
California
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Contact information
Main Address
San Francisco, CA
Mailing Address
Phone number
(415) 282-1257
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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