Marc A. Ruskin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Alan Ruskin, who also goes by Marc A Ruskin, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1981. Marc had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2020 - June 2, 2020
TLG ADVISORS, INC.
April 8, 2020 - June 2, 2020
THE LEADERS GROUP, INC.
June 22, 2017 - April 20, 2018
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
June 22, 2017 - April 20, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 19, 2016 - November 2, 2016
EAGLE STRATEGIES LLC
January 29, 2016 - November 2, 2016
NYLIFE SECURITIES LLC
June 5, 2013 - December 24, 2015
PRUCO SECURITIES, LLC.
April 24, 2013 - December 24, 2015
PRUCO SECURITIES, LLC.
August 18, 2010 - October 13, 2010
SIGNATOR INVESTORS, INC.
August 18, 2010 - July 23, 2012
SIGNATOR INVESTORS, INC.
August 24, 2007 - August 19, 2008
CETERA INVESTMENT ADVISERS LLC
July 24, 2007 - August 19, 2008
CETERA FINANCIAL SPECIALISTS LLC
January 12, 2006 - December 5, 2006
SECURIAN FINANCIAL SERVICES, INC.
November 7, 2002 - December 31, 2005
PRINCIPAL SECURITIES, INC.
August 20, 2001 - December 31, 2005
PRINCIPAL SECURITIES, INC.
February 17, 1999 - August 20, 2001
METROPOLITAN LIFE INSURANCE COMPANY
February 17, 1999 - August 20, 2001
MSI FINANCIAL SERVICES, INC.
May 4, 1981 - February 18, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 4, 1981 - February 18, 1999
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
