Olivia L. Allen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Olivia Lee Allen, who also goes by Olivia Lee Allen, was a registered financial professional .
Olivia is a previously registered financial professional and started their career in finance in 2021. Olivia had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2024 - December 6, 2024
SUMMITVIEW ADVISORS
April 29, 2021 - January 5, 2023
PARK AVENUE SECURITIES LLC
March 15, 2021 - January 5, 2023
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/15/2021
General Securities Representative ExaminationCurrent Firm
SUMMITVIEW ADVISORS
CRD#: 292927 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 330 |
| AUM (Assets Under Management) | $ 54,272,000 |
Red Flags
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