Kathryn E. Kreider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn E Kreider was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 2022. Kathryn had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2023 - April 1, 2026
REGAL BAY INVESTMENT GROUP, LLC
May 4, 2022 - April 15, 2026
REGAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 5/4/2022
General Securities Representative ExaminationCurrent Firm
REGAL BAY INVESTMENT GROUP, LLC
CRD#: 121829 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 146 |
| AUM (Assets Under Management) | $ 47,600,000 |
Red Flags
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