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Raashad Sadiq

TRUIST SECURITIES
CHICAGO, IL
·CRD# 7294107·6 years registered

Professional Summary

Raashad Sadiq, who also goes by Raashad F Sadiq, Raashad Sadiq, Raashad Ferdous Sadiq, Raashad Sadiq Sadiq, is a registered financial advisor currently at TRUIST SECURITIES, INC. located in Chicago, Illinois. Raashad is registered as a RR (Registered Representative) and started their career in finance in 2020. Raashad has worked at 8 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Raashad F Sadiq, Raashad Sadiq, Raashad Ferdous Sadiq, Raashad Sadiq Sadiq

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years registered in the securities industry

Current & Past Employments

Current

TRUIST SECURITIES, INC.Current·CRD# 6271
BD
227 W Monroe Street Fl 10, Chicago, IL 60606
July 14, 2026 - Present

Past

PIPER SANDLER & CO.Past·CRD# 665
BD
Charlotte, NC
July 25, 2025 - August 13, 2025
GOLDMAN SACHS & CO. LLCPast·CRD# 361
BD
Chicago, IL
November 7, 2022 - July 1, 2024
HARRISDIRECT LLCPast·CRD# 42159
RIA
Alpharetta, GA
December 15, 2021 - October 18, 2022
E*TRADE SECURITIES LLCPast·CRD# 29106
BD
Alpharetta, GA
December 13, 2021 - October 18, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORSPast·CRD# 288590
RIA
Jacksonville, FL
August 11, 2021 - November 18, 2021
FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784
BD
Jacksonville, FL
July 22, 2021 - November 17, 2021
RAYMOND JAMES & ASSOCIATES, INC.Past·CRD# 705
RIA
Alpharetta, GA
February 24, 2021 - June 15, 2021
RAYMOND JAMES & ASSOCIATES, INC.Past·CRD# 705
BD
Alpharetta, GA
November 5, 2020 - June 15, 2021

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Current Firm

TS
TRUIST SECURITIES, INC.

ALEXANDER KEY INVESTMENTS | TRUIST SECURITIES, INC. | SUNTRUST ROBINSON HUMPHREY, INC. | SUNTRUST ROBINSON HUMPHREY | SUNTRUST EQUITABLE SECURITIES CORPORATION | SUNTRUST EQUITABLE SECURITIES | SUNTRUST CAPITAL MARKETS, INC. | SUNTRUST CAPITAL MANAGEMENT, INC. | EQUITABLE SECURITIES CORPORATION

CRD#: 6271 / SEC#: 8-17212
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

740 Battery Ave, Atlanta, GA 30339

Mailing Address

740 Battery Ave, Atlanta, GA 30339

Phone Number

(404) 926-5600

Established

Tennessee since 07/01/1972

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONPARENT COMPANY—
COLEMAN, SHELLEY BRENNANAML OFFICER3163295
FARRELL, KATHLEEN ANNEBOARD MEMBER4038178
HACKETT, THOMAS PATRICKCHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER2878035
HUFFSTETLER, MARKBOARD MEMBER AND CHIEF CREDIT OFFICER2830214
HUMPHREYS, ADAMSECRETARY AND CHIEF LEGAL OFFICER7866934
JESSANI, KERRYBOARD MEMBER5048754
MATNEY, MELISSA WHALEYPRINCIPAL OPERATIONS OFFICER3123796
MORRIS, DONALD ROSS JRCHIEF FINANCIAL OFFICER3231801
PAPPAS, ALBERT GEORGECHIEF COMPLIANCE OFFICER1875535

Disclosures

Regulatory Event

22

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/14/2026)
RR
Alaska
(7/14/2026)
RR
Arizona
(7/14/2026)
RR
Arkansas
(7/14/2026)
RR
California
(7/14/2026)
RR
Colorado
(7/14/2026)
RR
Connecticut
(7/14/2026)
RR
Delaware
(7/14/2026)
RR
District of Columbia
(7/14/2026)
RR
Florida
(7/14/2026)
RR
Georgia
(7/14/2026)
RR
Hawaii
(7/14/2026)
RR
Idaho
(7/14/2026)
RR
Illinois
(7/14/2026)
RR
Indiana
(7/14/2026)
RR
Iowa
(7/14/2026)
RR
Kansas
(7/14/2026)
RR
Kentucky
(7/14/2026)
RR
Louisiana
(7/14/2026)
RR
Maine
(7/14/2026)
RR
Maryland
(7/14/2026)
RR
Massachusetts
(7/14/2026)
RR
Michigan
(7/14/2026)
RR
Minnesota
(7/14/2026)
RR
Mississippi
(7/14/2026)
RR
Missouri
(7/14/2026)
RR
Montana
(7/14/2026)
RR
Nebraska
(7/14/2026)
RR
Nevada
(7/14/2026)
RR
New Hampshire
(7/14/2026)
RR
New Jersey
(7/14/2026)
RR
New Mexico
(7/14/2026)
RR
New York
(7/14/2026)
RR
North Carolina
(7/14/2026)
RR
North Dakota
(7/14/2026)
RR
Ohio
(7/14/2026)
RR
Oklahoma
(7/14/2026)
RR
Oregon
(7/14/2026)
RR
Pennsylvania
(7/14/2026)
RR
Puerto Rico
(7/14/2026)
RR
Rhode Island
(7/14/2026)
RR
South Carolina
(7/14/2026)
RR
South Dakota
(7/14/2026)
RR
Tennessee
(7/14/2026)
RR
Texas
(7/14/2026)
RR
Utah
(7/14/2026)
RR
Vermont
(7/14/2026)
RR
Virginia
(7/14/2026)
RR
Washington
(7/14/2026)
RR
West Virginia
(7/14/2026)
RR
Wisconsin
(7/14/2026)
RR
Wyoming
(7/14/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2021About the Series 66 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2026About the Series 79TO exam

Series 7TO — General Securities Representative Examination

Passed Nov 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2020About the SIE exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Raashad Sadiq's CRS (Customer Relationship Summary).

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