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ME

Michael Andrew Eggert

CRD# 7293949·Registered 2020 - 2021
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Andrew Eggert was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2020 - 2021. Michael had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

MATRIX EXECUTIONS, LLC·CRD# 38455
BD
Chicago, IL
September 9, 2020 - June 15, 2021

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Current Firm

ME
MATRIX EXECUTIONS, LLC

ITG DERIVATIVES LLC. | YOURTRADE.COM SECURITIES, INC. | REDSKY SECURITIES, LLC | REDSKY SECURITIES, INC. | REDSKY FINANCIAL, LLC | MATRIX EXECUTIONS, LLC | LAKE KATHERINE SECURITIES, LTD.

CRD#: 38455 / SEC#: 8-48255
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

141 W Jackson Blvd Suite 2020a, Chicago, IL 60604

Mailing Address

141 W Jackson Blvd Suite 2020a, Chicago, IL 60604

Phone Number

(312) 334-8040

Established

Illinois since 02/14/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MATRIX EXECUTIONS HOLDINGS, LLCMEMBER—
NAYLOR, JORDAN WILLIAMCHIEF EXECUTIVE OFFICER2502309
GREENBERG, ALLEN DAVIDCHIEF OPERATIONS OFFICER1423999
RAZA, ZOHAIBCHIEF FINANCIAL OFFICER/FINOP7049272
SKWERES, DENISE PAREJKOCHIEF COMPLIANCE OFFICER5332253

Disclosures

Regulatory Event

9

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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