Robert C. Dughi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Curtis Dughi was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1974. Robert had worked at 6 firms and has passed the SIE, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2010 - April 30, 2018
USRP EQUITIES, LLC
October 25, 2007 - March 3, 2010
GWN SECURITIES INC.
August 2, 2000 - September 21, 2005
VOYA RETIREMENT ADVISORS, LLC
August 4, 1977 - September 21, 2005
CITISTREET EQUITIES LLC
May 25, 1976 - October 10, 1976
HAMILTON INVESTMENTS, INC.
September 17, 1974 - March 23, 1976
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 9/17/1974
Financial Principal ExaminationSeries 00
Date: 9/13/1974
General Securities Principal ExaminationCurrent Firm
USRP EQUITIES, LLC
CRD#: 149113 / SEC#: , 8-68106
Contact information
Documents
Red Flags
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