Michael L. Savoca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Louis Savoca was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2020. Michael had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2022 - March 30, 2022
DAWSON JAMES ASSET MANAGEMENT, INC.
October 1, 2020 - March 30, 2022
DAWSON JAMES SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 10/1/2020
General Securities Representative ExaminationCurrent Firm
DAWSON JAMES ASSET MANAGEMENT, INC.
CRD#: 135259 / SEC#:
Contact information
Red Flags
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