JK
Jason D. Klein
HBKS WEALTH ADVISORS
Warrendale, PA 15086
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CRD#: 7293663
JK
Professional summary
Jason David Klein, CFA, who also goes by Jason David Klein, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Warrendale, Pennsylvania and PARK SHORE PARTNERS LLC located in Warrendale, Pennsylvania.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jason has worked at 3 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason David Klein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HBKS Wealth Advisors. Investment Related. 200 Pinewood Ln, Suite 204, Warrendale, PA 15086. RIA. Director of Fixed Income. 07/2022. 160 hrs month/during trading hrs. 2) Park Shore Partners. Investment Related. 200 Pinewood Ln, Suite 204, Warrendale, PA 15086. RIA. Portfolio Manager. 07/2022. 160 hrs month/during trading hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Jason David Klein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 18, 2022 - Present
HBKS WEALTH ADVISORS
Office #1: 200 Pinewood Ln Suite 204, Warrendale, PA 15086RIA
CRD#: 112139
Warrendale, PA
Current
August 17, 2023 - Present
PARK SHORE PARTNERS LLC
Office #1: 200 Pinewood Ln Suite 204, Warrendale, PA 15086RIA
CRD#: 145265
Warrendale, PA
Past
September 15, 2020 - October 24, 2022
JKMILNE ASSET MANAGEMENT
RIA
CRD#: 132313
Pittsburgh, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(7/18/2022)
Exams
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
