JB
Jonathan S. Brookes
HOXTON WEALTH USA
BOURNEMOUTH,
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CRD#: 7293504
JB
Jonathan Simon BrookesHOXTON WEALTH USA
Professional summary
Jonathan Simon Brookes is a registered financial advisor currently at HOXTON WEALTH USA LLC .
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jonathan has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 4/2021 Hoxton Capital Management (UK) Ltd.; Adviser; 10th Floor, 1 Blossom Yard, London, E1 6DQ, United Kingdom; UK Investment Related Advisory Firm; Approximately 2 hour/week, 1 hour/week during trading hours; Provide financial advice; Approximately 4% of professional time spent._ 2) 1/2025 Hoxton Wealth (UK) Ltd.; Adviser; 10th Floor, 1 Blossom Yard, London, E1 6DQ, United Kingdom; UK Investment Related Advisory Firm; Approximately 8 hour/week, 2 hour/week during trading hours; Provide financial advice; Approximately 16% of professional time spent._ 3) 10/2021 Hoxton Capital Management (Europe) Ltd.; Adviser; 15 Mesogiou, Upper Floor, Larnaca, 7041, Cyprus; EU Investment Advisory Firm; Approximately 2 hour/week, 1 hour/week during trading hours; Provide financial advice; Approximately 4% of professional time spent._ 4) 7/2026 Hoxton Wealth (DIFC) Limited; Adviser; Office 515, Liberty House, Dubai International Financial Centre, Dubai, U.A.E; UAE Investment Advisory Firm; Approximately 5 hour/week, 0 hour/week during trading hours; Provide cross-border investments and financial advice ; Approximately 10% of professional time spent._ 5) 3/2022 EUI Private Wealth Ltd.; Financial Adviser; 26 Upper Pembroke Street, Dublin, D02 X361, Ireland; MiFID Investment Advisory Firm & Wealth Management Company; Approximately 2 hour/week, 1 hour/week during trading hours; give financial advice ; Approximately 4% of professional time spent_ 6) 12/2012 Station International LTD (BVI); Manager; Suite 6, Mill Mall, Wickhams Cay1, Road Town Tortola, British Virgins Islands; Investment Related; Servicing Intermediary Agency; Approximately 14 hour/week, 3 hour/week during trading hours; Servicing and admin agent by means of an intermediary to clients who have investment plans; Approximately 30% of professional time spent._ 7) 3/2013 Medstar Insurance Brokers, LLC; Officer-Insurance Agent; 10th Floor, Platinum Tower, Cluster I, Jumeirah Lakes Towers, Dubai, UAE.; Investment Related; Insurance Broker Company; Approximately 1 hour/week, 0 during trading hours; Performs regulatory functions; Approximately 2% of professional time spent._ 8) 9/2018 Real Estate Properties; Owner; Rental Passive Estate Investments; Non Investment Related; 0 hours/week, 0 during trading hours._
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Simon Brookes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 29, 2020 - Present
HOXTON WEALTH USA LLC
RIA
CRD#: 307387
BOURNEMOUTH,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HOXTON WEALTH USA LLC
HOXTON CAPITAL MANAGEMENT | HOXTON WEALTH USA LLC | HOXTON WEALTH | HOXTON CAPITAL USA | HOXTON CAPITAL MANAGEMENT USA, LLC | HOXTON CAPITAL MANAGEMENT USA LLC
CRD#: 307387 / SEC#: 801-123553
RIA
Registered Investment Advisory firm - (3/29/2022 Approved)California
Registered Investment Advisory firm - (5/4/2022 Terminated)Illinois
Registered Investment Advisory firm - (4/4/2022 Terminated)Michigan
Registered Investment Advisory firm - (4/12/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/12/2022 Terminated)Texas
Registered Investment Advisory firm - (8/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/29/2020)
Current Firm
HW
HOXTON WEALTH USA LLC
HOXTON CAPITAL MANAGEMENT | HOXTON WEALTH USA LLC | HOXTON WEALTH | HOXTON CAPITAL USA | HOXTON CAPITAL MANAGEMENT USA, LLC | HOXTON CAPITAL MANAGEMENT USA LLC
CRD#: 307387 / SEC#: 801-123553
RIA
Registered Investment Advisory firm - (3/29/2022 Approved)California
Registered Investment Advisory firm - (5/4/2022 Terminated)Illinois
Registered Investment Advisory firm - (4/4/2022 Terminated)Michigan
Registered Investment Advisory firm - (4/12/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/12/2022 Terminated)Texas
Registered Investment Advisory firm - (8/30/2022 Terminated)Loading...
Contact information
Main Address
101 Hudson Street 21st Floor, Jersey City, NJ 07302
Mailing Address
111 Congress Ave Suite 500, Austin, TX 78701
Phone number
(737) 249-9620
Established
Firm type
Fiscal year end
# of Employees
74
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,150 |
| AUM (Assets Under Management) | $ 469,959,308 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
