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JB

Jonathan Simon Brookes

HOXTON WEALTH

BOURNEMOUTH,

·CRD# 7293504·6 years experience

About Jonathan

Disclosures

Contact

Videos & Posts

Professional Background

Firm Detail

Other Business Activities

More

Professional Summary

Jonathan Simon Brookes is a registered financial advisor currently at HOXTON WEALTH. Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jonathan has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

Current

HOXTON WEALTHCurrent·CRD# 307387

RIA

Bournemouth

September 29, 2020 - Present

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Current Firm

HW

HOXTON WEALTH

HOXTON CAPITAL MANAGEMENT | HOXTON WEALTH USA LLC | HOXTON WEALTH | HOXTON CAPITAL USA | HOXTON CAPITAL MANAGEMENT USA, LLC | HOXTON CAPITAL MANAGEMENT USA LLC

CRD#: 307387 / SEC#: 801-123553

RIA

Registered Investment Advisory firm - SEC (3/29/2022 Approved)

California

Registered Investment Advisory firm - California (5/4/2022 Terminated)

Illinois

Registered Investment Advisory firm - Illinois (4/4/2022 Terminated)

Michigan

Registered Investment Advisory firm - Michigan (4/12/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (4/12/2022 Terminated)

Texas

Registered Investment Advisory firm - Texas (8/30/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

100 East Pine Street Suite 110, Orlando, FL 32801

Mailing Address

100 East Pine Street Suite 110, Orlando, FL 32801

Phone Number

(407) 248-1211

# of Employees

74

SEC notice filing (32 States and Territories)

Registered to provide investment advisory services in 32 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HOXTON WEALTH USA LLC ADV ADV PART 2A BROCHURE (8/17/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,805

AUM (Assets Under Management)

$803,519,693

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 4/2021 Hoxton Capital Management (UK) Ltd.; Adviser; 10th Floor, 1 Blossom Yard, London, E1 6DQ, United Kingdom; UK Investment Related Advisory Firm; Approximately 2 hour/week, 1 hour/week during trading hours; Provide financial advice; Approximately 4% of professional time spent._ 2) 1/2025 Hoxton Wealth (UK) Ltd.; Adviser; 10th Floor, 1 Blossom Yard, London, E1 6DQ, United Kingdom; UK Investment Related Advisory Firm; Approximately 8 hour/week, 2 hour/week during trading hours; Provide financial advice; Approximately 16% of professional time spent._ 3) 10/2021 Hoxton Capital Management (Europe) Ltd.; Adviser; 15 Mesogiou, Upper Floor, Larnaca, 7041, Cyprus; EU Investment Advisory Firm; Approximately 2 hour/week, 1 hour/week during trading hours; Provide financial advice; Approximately 4% of professional time spent._ 4) 7/2026 Hoxton Wealth (DIFC) Limited; Adviser; Office 515, Liberty House, Dubai International Financial Centre, Dubai, U.A.E; UAE Investment Advisory Firm; Approximately 5 hour/week, 0 hour/week during trading hours; Provide cross-border investments and financial advice ; Approximately 10% of professional time spent._ 5) 3/2022 EUI Private Wealth Ltd.; Financial Adviser; 26 Upper Pembroke Street, Dublin, D02 X361, Ireland; MiFID Investment Advisory Firm & Wealth Management Company; Approximately 2 hour/week, 1 hour/week during trading hours; give financial advice ; Approximately 4% of professional time spent_ 6) 12/2012 Station International LTD (BVI); Manager; Suite 6, Mill Mall, Wickhams Cay1, Road Town Tortola, British Virgins Islands; Investment Related; Servicing Intermediary Agency; Approximately 14 hour/week, 3 hour/week during trading hours; Servicing and admin agent by means of an intermediary to clients who have investment plans; Approximately 30% of professional time spent._ 7) 3/2013 Medstar Insurance Brokers, LLC; Officer-Insurance Agent; 10th Floor, Platinum Tower, Cluster I, Jumeirah Lakes Towers, Dubai, UAE.; Investment Related; Insurance Broker Company; Approximately 1 hour/week, 0 during trading hours; Performs regulatory functions; Approximately 2% of professional time spent._ 8) 9/2018 Real Estate Properties; Owner; Rental Passive Estate Investments; Non Investment Related; 0 hours/week, 0 during trading hours._

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HW

HOXTON WEALTH

HOXTON CAPITAL MANAGEMENT | HOXTON WEALTH USA LLC | HOXTON WEALTH | HOXTON CAPITAL USA | HOXTON CAPITAL MANAGEMENT USA, LLC | HOXTON CAPITAL MANAGEMENT USA LLC

CRD#: 307387 / SEC#: 801-123553

RIA

Registered Investment Advisory firm - SEC (3/29/2022 Approved)

California

Registered Investment Advisory firm - California (5/4/2022 Terminated)

Illinois

Registered Investment Advisory firm - Illinois (4/4/2022 Terminated)

Michigan

Registered Investment Advisory firm - Michigan (4/12/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (4/12/2022 Terminated)

Texas

Registered Investment Advisory firm - Texas (8/30/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Texas
(9/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2020About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Simon Brookes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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