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CR

Conor F. Riordan

W G SECURITIES
WEST HARTFORD, CT 06107
Some features on this profile are disabled
CRD#: 7293486
CR

Professional summary

Conor Fitz Lee Riordan is a registered financial professional currently at W G SECURITIES, LLC located in West Hartford, Connecticut.

Conor is registered as a RR (Registered Representative) and started their career in finance in 2021. Conor has worked at 2 firms and has passed the Series 63, Series 82TO, SIE and Series 79TO exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Conor Fitz Lee Riordan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2026 - Present

W G SECURITIES, LLC

Office #1: 10 N Main St Suite 214, West Hartford, CT 06107
BD
CRD#: 140869
WEST HARTFORD, CT
Past

January 8, 2024 - March 13, 2026

CARTER CAPITAL CORPORATION

BD
CRD#: 23521
SOUTHPORT, CT
Past

January 15, 2021 - December 11, 2023

W G SECURITIES, LLC

BD
CRD#: 140869
WEST HARTFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(4/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/13/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 3/22/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 1/14/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 11/2/2020
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WG
W G SECURITIES, LLC
W G SECURITIES, LLC

CRD#: 140869 / SEC#: , 8-67346

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
10 N Main St Suite 214, West Hartford, CT 06107
Mailing Address
10 N Main St Suite 214, West Hartford, CT 06107
Phone number
(203) 285-6193
Established
Delaware since 12/20/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WOODBRIDGE INTERNATIONAL, LLCMEMBER
REINHARZ, LAWRENCE IRWINMANAGER, CCO, EXECUTIVE REP4316477
STEWART, SCOTT ALEXANDERFINOP6977422

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

W G SECURITIES, LLC

CRD#: 140869West Hartford, CT 06107

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