Daniel S. Harriman
Professional summary
Daniel Scott Harriman, who also goes by Daniel Harriman, is a registered financial professional currently at SIDOTI & COMPANY, LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2021. Daniel has worked at 3 firms and has passed the Series 66, Series 87, Series 86, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Scott Harriman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2023 - Present
SIDOTI & COMPANY, LLC
Office #1: 1177 Avenue Of Americas Floor 5, New York, NY 10036Office #2: 1177 Avenue Of Americas Floor 5, New York, NY 10036May 17, 2022 - March 7, 2023
KEYBANC CAPITAL MARKETS INC.
March 26, 2021 - May 6, 2022
B. RILEY WEALTH MANAGEMENT
January 15, 2021 - May 6, 2022
B. RILEY WEALTH MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2023)
Exams
Series 7TO
Date: 1/15/2021
General Securities Representative ExaminationFINRA
Current Firm
SIDOTI & COMPANY, LLC
CRD#: 102860 / SEC#: , 8-52141
Contact information
FINRA licenses (40 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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