MK
Matthew Kloos
SUCCESS WEALTH MANAGEMENT
Wexford, PA 15090
Some features on this profile are disabled
CRD#: 7292988
MK
Professional summary
Matthew Kloos, who also goes by Matthew J Kloos, Matthew James Kloos, is a registered financial advisor currently at SUCCESS WEALTH MANAGEMENT LLC located in Wexford, Pennsylvania.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Matthew has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew J Kloos | Matthew James Kloos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Kloos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2026 - Present
SUCCESS WEALTH MANAGEMENT LLC
Office #1: 11676 Perry Highway Suite 1207, Wexford, PA 15090RIA
CRD#: 299094
Wexford, PA
Past
February 21, 2024 - April 23, 2026
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
MONROEVILLE, PA
Past
February 21, 2024 - April 23, 2026
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
MONROEVILLE, PA
Past
August 8, 2023 - October 26, 2023
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
RIA
CRD#: 611
PITTSBURGH, PA
Past
August 8, 2023 - October 26, 2023
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BD
CRD#: 611
PITTSBURGH, PA
Past
December 6, 2021 - April 1, 2022
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
HOUSTON, PA
Past
December 6, 2021 - April 1, 2022
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
HOUSTON, PA
Past
September 23, 2021 - December 2, 2021
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Canonsburg, PA
Past
December 14, 2020 - December 2, 2021
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Canonsburg, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SUCCESS WEALTH MANAGEMENT LLC
SUCCESS WEALTH MANAGEMENT | SUCCESS WEALTH MANAGEMENT, LLC | SUCCESS WEALTH MANAGEMENT LLC
CRD#: 299094 / SEC#: 801-129100
RIA
Registered Investment Advisory firm - (11/30/2023 Approved)California
Registered Investment Advisory firm - (1/4/2024 Terminated)Florida
Registered Investment Advisory firm - (12/5/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2023 Terminated)Iowa
Registered Investment Advisory firm - (12/5/2023 Terminated)Kansas
Registered Investment Advisory firm - (12/5/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (12/5/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/5/2023 Terminated)New York
Registered Investment Advisory firm - (12/5/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/5/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/5/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (12/7/2023 Terminated)South Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Texas
Registered Investment Advisory firm - (12/5/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/12/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/21/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 12/12/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
SW
SUCCESS WEALTH MANAGEMENT LLC
SUCCESS WEALTH MANAGEMENT | SUCCESS WEALTH MANAGEMENT, LLC | SUCCESS WEALTH MANAGEMENT LLC
CRD#: 299094 / SEC#: 801-129100
RIA
Registered Investment Advisory firm - (11/30/2023 Approved)California
Registered Investment Advisory firm - (1/4/2024 Terminated)Florida
Registered Investment Advisory firm - (12/5/2023 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2023 Terminated)Iowa
Registered Investment Advisory firm - (12/5/2023 Terminated)Kansas
Registered Investment Advisory firm - (12/5/2023 Terminated)Massachusetts
Registered Investment Advisory firm - (12/5/2023 Terminated)Michigan
Registered Investment Advisory firm - (12/11/2023 Terminated)Missouri
Registered Investment Advisory firm - (12/5/2023 Terminated)New York
Registered Investment Advisory firm - (12/5/2023 Terminated)North Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Ohio
Registered Investment Advisory firm - (12/5/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/5/2023 Terminated)Rhode Island
Registered Investment Advisory firm - (12/7/2023 Terminated)South Carolina
Registered Investment Advisory firm - (12/5/2023 Terminated)Texas
Registered Investment Advisory firm - (12/5/2023 Terminated)PREMIUM
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Contact information
Main Address
11676 Perry Highway Suite 1207, Wexford, PA 15090
Mailing Address
Phone number
(724) 934-8128
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (21 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,119 |
| AUM (Assets Under Management) | $ 96,600,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
