Joel G. Regier

BONDURANT INVESTMENT ADVISORY

Evanston, IL 60201

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CRD#: 7292974

Professional summary

Joel Gilbert Regier, who also goes by Joel Regier, is a registered financial advisor currently at BONDURANT INVESTMENT ADVISORY, LLC located in Evanston, Illinois.

Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joel has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joel Regier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Gilbert Regier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2023 - Present

BONDURANT INVESTMENT ADVISORY, LLC

Office #1: 805 Greenwood St Suite #1, Evanston, IL 60201

RIA

CRD#: 297290

Evanston, IL

Past

October 1, 2021 - November 30, 2023

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

RIA

CRD#: 117868

ROLLING MEADOWS, IL

Past

September 3, 2020 - September 30, 2021

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

Rolling Meadows, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BONDURANT INVESTMENT ADVISORY, LLC

BONDURANT INVESTMENT ADVISORY, LLC | BONDURANT INVESTMENT MANAGEMENT, LLC

CRD#: 297290 / SEC#: 801-134610

RIA

Registered Investment Advisory firm - (11/18/2025 Approved)

Illinois

Registered Investment Advisory firm - (1/6/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/2020

Uniform Investment Adviser Law Examination

Current Firm

BONDURANT INVESTMENT ADVISORY, LLC

BONDURANT INVESTMENT ADVISORY, LLC | BONDURANT INVESTMENT MANAGEMENT, LLC

CRD#: 297290 / SEC#: 801-134610

RIA

Registered Investment Advisory firm - (11/18/2025 Approved)

Illinois

Registered Investment Advisory firm - (1/6/2026 Terminated)

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Contact information

Main Address

805 Greenwood St Suite #1, Evanston, IL 60201

Mailing Address

Phone number

(847) 602-6404

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BONDURANT INVESTMENT ADVISORY ADV PART 2A (1/23/2026)

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 111,082,039

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel G. Regier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joel Gilbert Regier's CRS (Customer Relationship Summary).

Certified licenses

Experience

BONDURANT INVESTMENT ADVISORY, LLC

MILLENNIUM INVESTMENT AND RETIREMENT ADVISORS, LLC

BROOKSTONE CAPITAL MANAGEMENT LLC

Primary Firm SEC Registration

BONDURANT INVESTMENT ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/2020

Current Firm

BONDURANT INVESTMENT ADVISORY, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BONDURANT INVESTMENT ADVISORY, LLC

TRUST BUT VERIFY

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