Nicholas Rawlins

JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

UBS FINANCIAL SERVICES INC.

Boca Raton, FL · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

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Years of Experience

6 years registered in the securities industry

Current & Past Employments

Current

CWM, LLCCurrent·CRD# 155344

RIA

380 Southpointe Blvd Suite #200, Canonsburg, PA 15317

December 9, 2020 - Present

CETERA WEALTH SERVICES, LLCCurrent·CRD# 13572

BD

380 Southpointe Blvd Suite 200, Canonsburg, PA 15317

December 9, 2020 - Present

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JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

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Customer Relationship Summary (CRS / SEC)Latest Form ADV

Current Firm

CL

CWM, LLC

CRD#: 155344 / SEC#: 801-72037

RIA

Registered Investment Advisory firm - SEC (1/3/2011 Approved)

Contact Information

Main Address

14600 Branch St., Omaha, NE 68154

Phone Number

(402) 330-0808

# of Employees

1,416

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Part 2 Brochures

CWM, LLC APPENDIX WRAP PROGRAM (9/9/2026)

CWM, LLC ADV PART 2A (9/9/2026)

Regulatory Assets Under Management

Total Number of Accounts

154,206

AUM (Assets Under Management)

$50,579,657,663

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JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES TITLE: WEALTH ADVISOR START: 10/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 DUTIES: FINANCIAL ADVISOR OPENING ACCOUNTS AND SERVICING ACCOUNTS 2. NAME OF OTHER BUSINESS: RED BIRD PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: 150 W PALM, UNIT 3, WASHINGTON, PA 15301 NATURE OF BUSINESS: REAL ESTATE START: 4/2017 TITLE: MEMBER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 1 DUTIES: MANAGE RENTAL PROPERTY 3. NAME OF OTHER BUSINESS: WASHINGTON COUNTY TRANSPORTATION AUTHORITY INVESTMENT RELATED: NO ADDRESS: 50 EAST CHESTNUT STREET, WASHINGTON, PA 15301 NATURE OF BUSINESS: BOARD OF DIRECTORS START: 6/2017 TITLE: VICE CHAIRMAN APX NUMBER OF HOURS PER WEEK: LESS THAN 2 APX NUMBER OF HOURS DURING TRADING HOURS: 1 DUTIES: VICE CHAIRMAN, BOARD OF DIRECTORS 4. NAME OF OTHER BUSINESS: RED BIRD SERVICES, LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: HOME SERVICES, START: 02/2021, TITLE: OWNER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, DUTIES: PROVIDE LAWN MOWING SERVICES; 6. NAME OF OTHER BUSINESS: WASHINGTON YOUTH BASEBALL; INVESTMENT RELATED: NO; ADDRESS: P O BOX 851 WASHINGTON, PA 15301; NATURE OF BUSINESS: BOARD; START: 12/2023; TITLE: COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; DUTIES: MEMBER OF COUNCIL; 7. NAME OF OTHER BUSINESS: RBV WEALTH MANAGEMENT, LLC, INVESTMENT RELATED: YES, ADDRESS: 380 SOUTHPOITNE BLVD, CANONSBURG, PA 15317, NATURE OF BUSINESS: FINANCIAL SERVICES, START: 07/2024, TITLE: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 8, DUTIES: DBA FOR FINANCIAL SERVICES; 8. NAME OF OTHER BUSINESS: BROWN AND ABBOTT CPA; INVESTMENT RELATED: NO; ADDRESS: 402 MILL STREET CORAOPOLIS, PA 15108; NATURE OF BUSINESS: TAX AND ACCOUNTING: START: 04/2025; TITLE: TAX PREPARATION; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; DUTIES: HELP PREPARE AND COMPILE TAX RETURNS PRIMARILY FOR INDIVIDUALS AND PARTNERSHIPS; 10. NAME OF OTHER BUSINESS: WASHINGTON CEMETERY; INVESTMENT RELATED: NO; ADDRESS: 498 PARK AVENUE, WASHINGTON, PA 15301; NATURE OF BUSINESS: BOARD; START: 1/2026; TITLE: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: QUARTERLY MEETING, ASSISTANCE WITH BUDGET PREPARATION AND CAPITAL PLANNING, OVERSEE STAFF OF 10 PEOPLE;

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JANNEY MONTGOMERY SCOTT LLC

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CL

CWM, LLC

CRD#: 155344 / SEC#: 801-72037

RIA

Registered Investment Advisory firm - SEC (1/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

California
(1/21/2022)

RR

Colorado
(8/4/2023)

RR

Florida
(1/21/2022)

RR

Georgia
(12/7/2023)

RR

Indiana
(5/24/2021)

RR

Montana
(9/15/2023)

RR

New York
(5/24/2021)

RR

Ohio
(5/25/2021)

IAR

Pennsylvania
(12/9/2020)

RR

Pennsylvania
(1/5/2021)

RR

South Carolina
(1/21/2022)

RR

Virginia
(1/21/2022)

RR

West Virginia
(5/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

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JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

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CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Rawlins's CRS (Customer Relationship Summary).

Similar Advisors

JANNEY MONTGOMERY SCOTT LLC

Canonsburg, PA · CRD#

UBS FINANCIAL SERVICES INC.

Boca Raton, FL · CRD#