JK
Joseph P. Kerrigan
WELLTH ADVISORY SERVICES
Medina, OH 44256
Some features on this profile are disabled
CRD#: 7292590
JK
Professional summary
Joseph Patrick Kerrigan, who also goes by Joe Kerrigan, Joseph Kerrigan, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Medina, Ohio.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joseph has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Kerrigan | Joseph Kerrigan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 02/27/2023 - SRP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 02/27/2023 - DORMAN LEGACY ADVISORS - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 02/27/2023 - STRATEGIC RETIREMENT PARTNERS - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 4) 07/31/2023 - THIRSTY PARROT - Outside/W-2 Employment - Barback - Cleveland, OH - Not investment related - <20 Hours per month / 0 Hours during trading - Start date: 05/31/2018 5) 08/07/2023 - SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date 01/31/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% 6) 08/07/2023 - DORMAN LEGACY ADVISORS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date 01/31/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% 7) 08/07/2023 - STRATEGIC RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin - Start Date 01/31/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% 8) 08/07/2023 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date 01/31/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% - I provide administrative support to GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Patrick Kerrigan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
Office #1: 1093 Medina Rd Suite 201, Medina, OH 44256RIA
CRD#: 330537
Medina, OH
Past
July 24, 2024 - January 9, 2025
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Medina, OH
Past
July 31, 2023 - October 16, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
MEDINA, OH
Past
November 23, 2021 - August 1, 2023
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MEDINA, OH
Past
November 9, 2020 - December 23, 2020
CAPITAL ANALYSTS
RIA
CRD#: 162200
Independence, OH
Past
November 3, 2020 - December 23, 2020
LINCOLN INVESTMENT
RIA
CRD#: 519
INDEPENDENCE, OH
Past
October 9, 2020 - December 23, 2020
LINCOLN INVESTMENT
BD
CRD#: 519
INDEPENDENCE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(12/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/9/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
