AS
Andrew Schroeder
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CRD#: 7292396
AS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Schroeder was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2020. Andrew had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SCHROEDER CPA SERVICES LLC POSITION: Owner NATURE: ~; Schroeder CPA Services LLC provides tax preparation, tax planning and consulting, and accounting/bookkeeping services for individual, trusts, not-for-profits, and small businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 08/02/2016 ADDRESS: 25587 Conifer Rd., Ste. 105-317, Conifer CO 80433, DESCRIPTION: ~; I currently perform all services for Schroeder CPA Services, LLC including all administrative functions including internal bookkeeping, scheduling, client billing, and client engagement/relationship management. 2) FRIENDS OF THE BAILEY LIBRARY POSITION: Treasurer NATURE: I am the treasurer for a small non-profit organization whose sole purpose is to support and promote library services in Bailey, Colorado. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2021 350 Bulldogger Rd, Bailey CO 80421, I am responsible for overseeing the finances, accounting, and financial reporting for the organization. 3) THE PARK COUNTY LIBRARIES BOARD OF TRUSTEES POSITION: Board Member/Trustee NATURE: The Park County Libraries Board of Trustees primary purpose is to work with the Libraries Manager in establishing library policy, advising the Libraries Manager on matters of library direction and service to the communities. The library board works with the Board of County Commissioners in making recommendations for the library budget and in personnel issues, such as employment of a Libraries Manager and annual personnel review.?? INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 P.O. Box 592, Fairplay CO 80440, As a Board Member, my responsibilities include regular attendance at quarterly Board meetings, providing input as needed, and voting on action items. I also serve as a liaison between the Board and the Bailey, CO community. 4) INSURANCE SALES POSITION: Resident Producer NATURE: The OBA being disclosed is Insurance Resident Producer License (CO license #558636). The OBA is currently inactive, I do not provide any insurance related services nor do I intend to in the near future. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2023 ADDRESS: 545 Conifer Dr, Bailey CO 80421, United States DESCRIPTION: I am responsible for all aspects of the insurance licenses. Currently, theOBA is inactive, I do not provide any insurance related services nor do I intend to in the near future. 5)AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES. POSITION: rep NATURE: sell insurance through avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/17/2018 ADDRESS: 545 Conifer Dr, Bailey CO 80421, United States DESCRIPTION: sell insurance through avantax
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
December 2, 2020 - July 16, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Bailey, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
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Contact information
Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
