Maarten R. Vanhengel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maarten Riley Vanhengel, who also goes by Maarten Van Hengel, Maarten R. Van Hengel, Maartem Riley Vanhengel, was a registered financial professional .
Maarten is a previously registered financial professional and started their career in finance in 1981. Maarten had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2017 - December 16, 2022
BROWN ADVISORY
April 26, 2002 - May 26, 2017
HIGHMOUNT CAPITAL
October 18, 2001 - April 4, 2002
FIRST REPUBLIC SECURITIES COMPANY, LLC
November 29, 2000 - April 30, 2001
FORESIDE FUNDS DISTRIBUTORS LLC
December 23, 1988 - April 3, 1990
BREAN CAPITAL, LLC
April 13, 1981 - December 30, 1988
CARRET AND COMPANY, INC.
Primary Firm SEC Registration
BROWN ADVISORY
CRD#: 110181 / SEC#: 801-38826
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROWN ADVISORY
CRD#: 110181 / SEC#: 801-38826
Contact information
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,921 |
| AUM (Assets Under Management) | $ 121,936,354,796 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/21/2025 | ||
| 10/28/2024 | ||
| 01/24/2024 | ||
| 10/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
