RP
Richard E. Pettway
JOURNEY ADVISORY GROUP
Covington, KY 41011
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CRD#: 7292249
RP
Professional summary
Richard Eric Pettway, who also goes by Eric Pettway, is a registered financial advisor currently at JOURNEY ADVISORY GROUP, LLC located in Covington, Kentucky.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Richard has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Pettway
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Blue Swan Investors, LLC, Board Member, Investment-related, June 2021, 2 hours per quarter, non during trading hours. CFA Society of Cincinnati, President, non-investment related. no hours during trading hours St Ursula High School, Finance Committee, non-investment related. no hours during trading hours. IU Reese Investment Fund, Board Member, investment related. no hours during trading hours. 4C for Children, Investment Committee Chair, non-investment related. no hours during trading hours. Rotary Club of Cincinnati, Committee Chair, non-investment related. no hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Eric Pettway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2020 - Present
JOURNEY ADVISORY GROUP, LLC
Office #1: 15 W 5th Street, Covington, KY 41011RIA
CRD#: 171919
Covington, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JOURNEY ADVISORY GROUP, LLC
DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC
CRD#: 171919 / SEC#: 801-79934
RIA
Registered Investment Advisory firm - (6/26/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(9/8/2020)
IAR
Ohio(9/8/2020)
Exams
Current Firm
JOURNEY ADVISORY GROUP, LLC
DYNASTY ADVISOR GROUP, LLC | TORCH WEALTH MANAGEMENT | PENNINGTON FINANCIAL GROUP | JOURNEY ADVISORY GROUP, LLC
CRD#: 171919 / SEC#: 801-79934
RIA
Registered Investment Advisory firm - (6/26/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 E. Rivercenter Blvd Suite 301, Covington, KY 41011
Mailing Address
Phone number
(859) 888-0356
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,473,333,518 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JOURNEY ADVISORY GROUP, LLC
CRD#: 171919Covington, KY 41011TRUST BUT VERIFY
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