Alex L. Kahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Lazar Kahan was a registered financial professional .
Alex is a previously registered financial professional and started their career in finance in 1981. Alex had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 1988 - April 11, 1996
FORTRESS SECURITIES, INC.
January 28, 1987 - August 2, 1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
December 3, 1985 - December 26, 1985
R. H. MOULTON & CO.
September 5, 1984 - December 23, 1985
B.O.C.L. SECURITIES CORP.
April 13, 1981 - August 27, 1984
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTRESS SECURITIES, INC.
CRD#: 19613 / SEC#: , 8-37686
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
