Michael J. Stutzke
Professional summary
Michael Jeffrey Stutzke is a registered financial advisor currently at NORTHERN CAPITAL RETIREMENT SERVICES, INC. located in Spokane, Washington and NORTHERN CAPITAL MANAGEMENT, INC. located in Spokane, Washington.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Michael has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Jeffrey Stutzke's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2022 - Present
NORTHERN CAPITAL RETIREMENT SERVICES, INC.
Office #1: 2700 S Southeast Boulevard Suite 205, Spokane, WA 99223October 19, 2022 - Present
NORTHERN CAPITAL MANAGEMENT, INC.
Office #1: 2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984March 18, 2021 - September 19, 2022
FIRST COMMAND ADVISORY SERVICES
December 10, 2020 - September 19, 2022
FIRST COMMAND BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
NORTHERN CAPITAL MANAGEMENT, INC.
CRD#: 111379 / SEC#: 801-44942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/19/2022)
Exams
Series 7TO
Date: 12/10/2020
General Securities Representative ExaminationCurrent Firm
NORTHERN CAPITAL MANAGEMENT, INC.
CRD#: 111379 / SEC#: 801-44942
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,819 |
| AUM (Assets Under Management) | $ 462,159,064 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2024 | ||
| 12/28/2023 | ||
| 01/31/2023 |
Red Flags
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