Richard L. Chen

VERIS WEALTH PARTNERS

New York, NY 10004

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CRD#: 7292162

Professional summary

Richard Leeway Chen Esq., who also goes by Richard Leeway Chen, is a registered financial advisor currently at VERIS WEALTH PARTNERS, LLC located in New York, New York.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Leeway Chen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Richard L. Chen PLLC, not investment-related, 909 3rd Av. #8236, New York, NY 10150, law firm practice, President, start date 4/1/2019, ~130 hours/mo., ~80 hours/mo. during securities trading hours, duties: practice law.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Leeway Chen Esq.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2021 - Present

VERIS WEALTH PARTNERS, LLC

Office #1: 17 State St. Suite 2450, New York, NY 10004

RIA

CRD#: 143588

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERIS WEALTH PARTNERS, LLC

ANDERS AND ASSOCIATES, LLC | VERIS WEALTH PARTNERS, LLC

CRD#: 143588 / SEC#: 801-67966

RIA

Registered Investment Advisory firm - (6/8/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/11/2019

Uniform Investment Adviser Law Examination

Current Firm

VERIS WEALTH PARTNERS, LLC

ANDERS AND ASSOCIATES, LLC | VERIS WEALTH PARTNERS, LLC

CRD#: 143588 / SEC#: 801-67966

RIA

Registered Investment Advisory firm - (6/8/2007 Approved)

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Contact information

Main Address

1111 Broadway Suite 300, Oakland, CA 94607

Mailing Address

Phone number

(415) 814-0580

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (2025 ANNUAL UPDATING AMMENDMENT MAY) (5/30/2025)

Regulatory assets under management

Total Number of Accounts	2,654
AUM (Assets Under Management)	$ 2,259,771,653

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/07/2025	Cover Page	Report
11/12/2024	Cover Page	Report
01/02/2024	Cover Page	Report
12/02/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard L. Chen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Leeway Chen Esq.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

VERIS WEALTH PARTNERS, LLC

Primary Firm SEC Registration

VERIS WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/11/2019

Current Firm

VERIS WEALTH PARTNERS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VERIS WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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