Lucca G. Delcompare
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucca Giovanni Delcompare, who also goes by Lucca Delcompare, was a registered financial professional .
Lucca is a previously registered financial professional and started their career in finance in 2020. Lucca had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2022 - August 28, 2026
MORAN WEALTH MANAGEMENT, LLC
January 11, 2021 - August 30, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 13, 2020 - August 30, 2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Primary Firm SEC Registration
MORAN WEALTH MANAGEMENT, LLC
CRD#: 319208 / SEC#: 801-123682
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 11/13/2020
General Securities Representative ExaminationCurrent Firm
MORAN WEALTH MANAGEMENT, LLC
CRD#: 319208 / SEC#: 801-123682
Contact information
SEC notice filing (33 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,260 |
| AUM (Assets Under Management) | $ 5,095,822,670 |
Red Flags
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