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Michael Kelly Simon

CRD# 7291833·Registered 2021 - 2026
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Kelly Simon, who also goes by Michael K. Simon, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2021 - 2026. Michael had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael K. Simon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

Past

NDVRPast·CRD# 310602
RIA
Boston, MA
February 8, 2021 - March 20, 2026

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Current Firm

ND
NDVR

NDVR | NDVR, INC.

CRD#: 310602 / SEC#: 801-120289

Contact Information

Main Address

75 State Street Suite 100, Winchester, MA 02109

Phone Number

(857) 326-6992

# of Employees

14

Documents

Latest Form ADV

Part 2 Brochures

NDVR PART 2A (3/28/2025)

Regulatory Assets Under Management

Total Number of Accounts

345

AUM (Assets Under Management)

$203,828,690

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025Cover PageReport
12/19/2025Cover PageReport
09/27/2024Cover PageReport
08/23/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Thimble Point Acquisition Corp. II ("Thimble Point II") Whether the business is investment-related: Yes, it will issue securities. Address of the other business 195 Church Street, 15th Floor, New Haven, CT 06510 Nature of the other business: special purpose acquisition company Your position, title, or relationship with the other business: I am an advisor to Thimble Point II. Thimble Point II and NDVR, Inc. share an investor, the Pritzker Vlock Family Office. Start date of your relationship: June 24, 2021, Approximate number of hours/month you devote to the other business: 2 Number of hours you devote to the other business during securities trading hours: 2 Briefly describe your duties relating to the other business: Mr. Simon is an advisor to Thimble Point II. Thimble Point II is a special purpose acquisition company (a "SPAC"). Thimble Point II and NDVR share an investor, the Pritzker Vlock Family Office. As an advisor, Mr. Simon might assist Thimble Point II with some or all of the following: (i) sourcing and negotiating with potential business combination targets, (ii) providing business insights when Thimble Point II assesses potent business combination targets and (iii) upon Thimble Point II's request, providing business insights as they work to create additional value in the business or businesses that they acquire. In this regard, as an advisor, Mr. Simon will fulfill some of the same functions as Thimble Point II's board members; however, Mr. Simon does not owe any fiduciary obligations to Thimble Point II nor will Mr. Simon perform board or committee functions or have any voting or decision-making capacity on Thimble Point II's behalf. Mr. Simon is not required to devote any specific amount of time to Thimble Point II's activities. He expects to spend approximately 2 hours per month, during securities trading hours, on these activities. Mr. Simon is not paid a salary for his work as an advisor to Thimble Point II and he has no employment, consulting fee or other similar compensation arrangements with Thimble Point II. Mr. Simon previously served as an advisor to another SPAC, Thimble Point Acquisition Corp. ("Thimble Point I"). In June 2021, the investors that launched Thimble Point I launched a second SPAC, Thimble Point II. Mr. Simon agreed to serve in the same advisory capacity with respect to Thimble Point II that he did for Thimble Point I. Subsequently, in December 2021, Thimble Point I completed a business combination with Pear Therapeutics, Inc., and ceased independent operations. As a result of that combination, Mr. Simon's role as an advisor to Thimble Point I ceased. Mr. Simon continues to serve as an advisor to Thimble Point II. He did not actively advise either entity since Thimble Point II was launched.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2020About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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