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Eliyahue Roussos

CRD# 729179·Registered 1981 - 1988
Previously Registered: Being a previously registered professional could mean that Eliyahue is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eliyahue Roussos was a registered financial advisor. Eliyahue was a previously registered financial professional and started their career in finance 1981 - 1988. Eliyahue had worked at 7 firms and has passed the Series 63, Series 7, Series 52, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

TOLUCA PACIFIC SECURITIES CORP.·CRD# 13875
BD
October 30, 1987 - May 11, 1988
E.M.R. ENTERPRISES·CRD# 17986
BD
July 24, 1986 - May 13, 1988
FIRST STATEWIDE SECURITIES, INC.·CRD# 16062
BD
March 6, 1985 - August 25, 1986
FIRST AFFILIATED SECURITIES, INC.·CRD# 6871
BD
December 5, 1984 - March 25, 1985
ROONEY, PACE INC.·CRD# 6218
BD
June 13, 1984 - November 7, 1984
LEHMAN BROTHERS INC.·CRD# 7506
BD
March 2, 1983 - June 20, 1984
GIBRALCO, INC.·CRD# 7345
BD
April 15, 1981 - February 28, 1983

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Current Firm

TP
TOLUCA PACIFIC SECURITIES CORP.

TOLUCA LAKE SECURITIES CORP. | TOLUCA PACIFIC SECURITIES CORP.

CRD#: 13875 / SEC#: 8-29814
BD
Cancelled by SEC on 06/17/2005

Contact Information

Established

California since 05/01/1983

Firm Type

Corporation

Fiscal Year End

April

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Apr 1981About the Series 52 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 1985About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jan 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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