Gordon S. Tyszko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Samuel Tyszko was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 1981. Gordon had worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2007 - November 19, 2012
CANTELLA & CO., INC.
August 16, 2000 - June 14, 2007
SECURITIES AMERICA, INC.
April 11, 1990 - August 15, 2000
MML INVESTORS SERVICES, LLC
April 7, 1987 - February 12, 1990
INVEST FINANCIAL CORPORATION
February 24, 1984 - April 6, 1987
W.A. ROGERS SECURITIES, INC.
November 30, 1983 - February 7, 1984
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
April 20, 1981 - December 5, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
April 20, 1981 - December 5, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
April 20, 1981 - December 5, 1983
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
