Rande L. Zellers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rande Lee Zellers, who also goes by Rande L Zellers, Rande Zellers, was a registered financial professional .
Rande is a previously registered financial professional and started their career in finance in 1981. Rande had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2017 - November 30, 2017
TRUIST ADVISORY SERVICES, INC.
May 21, 2013 - November 30, 2017
TRUIST INVESTMENT SERVICES, INC.
September 12, 2011 - April 9, 2013
PRINCIPAL SECURITIES, INC.
October 30, 2009 - February 28, 2011
SECURIAN FINANCIAL SERVICES, INC.
February 13, 2007 - October 7, 2009
MORGAN KEEGAN & COMPANY, LLC
November 19, 2004 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
August 18, 2003 - April 30, 2004
INVEST FINANCIAL CORPORATION
July 11, 2003 - April 30, 2004
INVEST FINANCIAL CORPORATION
April 20, 1981 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
April 20, 1981 - September 15, 2003
IDS LIFE INSURANCE COMPANY
April 20, 1981 - September 15, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
