AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CP

Cody D. Perez

TRB WEALTH MANAGEMENT
Brownsville, TX 78526
CRD#: 7291229
Some features on this profile are disabled
CP
Cody Drake PerezTRB WEALTH MANAGEMENT

Professional summary

Cody Drake Perez is a registered financial advisor currently at TRB WEALTH MANAGEMENT, LLC located in Brownsville, Texas.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Cody has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Drake Perez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 17, 2026 - Present

TRB WEALTH MANAGEMENT, LLC

Office #1: 3450 Pablo Kisel Blvd, Brownsville, TX 78526
RIA
CRD#: 309370
Brownsville, TX
Past

May 17, 2023 - April 10, 2026

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
Brownsville, TX
Past

April 13, 2023 - April 10, 2026

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
PITTSBURGH, PA
Past

February 13, 2021 - May 12, 2022

NYLIFE SECURITIES LLC

BD
CRD#: 5167
LAGUNA VISTA, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRB WEALTH MANAGEMENT, LLC
TRB TRUST AND WEALTH MANAGEMENT | TRB WEALTH MANAGEMENT, LLC

CRD#: 309370 / SEC#: 801-119035

RIA
Registered Investment Advisory firm - (7/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/17/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/20/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/19/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/15/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/12/2021
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/22/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/3/2023
General Securities Sales Supervisor - Options Module Examination

Current Firm

TW
TRB WEALTH MANAGEMENT, LLC
TRB TRUST AND WEALTH MANAGEMENT | TRB WEALTH MANAGEMENT, LLC

CRD#: 309370 / SEC#: 801-119035

RIA
Registered Investment Advisory firm - (7/23/2020 Approved)
Loading...

Contact information

Main Address
9821 Katy Freeway, Suite 110, Houston, TX 77024
Mailing Address
Phone number
(832) 810-3565
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRB WEALTH MANAGEMENT LLC - FORM ADV PART 2A (4/1/2025)
TRB WEALTH MANAGEMENT - FORM ADV PART 2A WRAP BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts1,355
AUM (Assets Under Management)$ 1,169,148,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRB WEALTH MANAGEMENT, LLC

CRD#: 309370Brownsville, TX 78526

TRUST BUT VERIFY

Monitor Cody Perez

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

KY
Kenneth YoungAdvisorCheck Check Mark
TRANSAMERICA FINANCIAL ADVISORS, LLC
IAR
RR
LAS VEGAS, NV
Jon Anthony Hoyle
Jon HoyleAdvisorCheck Check Mark
GRADIENT ADVISORS, LLC
IAR
Kings Mountain, NC
CH
Cory HenschelAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
MANITOWOC, WI
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.