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CP

Cody D. Perez

TRB WEALTH MANAGEMENT
Brownsville, TX 78526
Some features on this profile are disabled
CRD#: 7291229
CP

Professional summary

Cody Drake Perez is a registered financial advisor currently at TRB WEALTH MANAGEMENT, LLC located in Brownsville, Texas.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Cody has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Drake Perez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 17, 2026 - Present

TRB WEALTH MANAGEMENT, LLC

Office #1: 3450 Pablo Kisel Blvd, Brownsville, TX 78526
RIA
CRD#: 309370
Brownsville, TX
Past

May 17, 2023 - April 10, 2026

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
Brownsville, TX
Past

April 13, 2023 - April 10, 2026

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
PITTSBURGH, PA
Past

February 13, 2021 - May 12, 2022

NYLIFE SECURITIES LLC

BD
CRD#: 5167
LAGUNA VISTA, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRB WEALTH MANAGEMENT, LLC
TRB TRUST AND WEALTH MANAGEMENT | TRB WEALTH MANAGEMENT, LLC

CRD#: 309370 / SEC#: 801-119035

RIA
Registered Investment Advisory firm - (7/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/17/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/20/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/19/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/15/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/12/2021
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/22/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/3/2023
General Securities Sales Supervisor - Options Module Examination

Current Firm

TW
TRB WEALTH MANAGEMENT, LLC
TRB TRUST AND WEALTH MANAGEMENT | TRB WEALTH MANAGEMENT, LLC

CRD#: 309370 / SEC#: 801-119035

RIA
Registered Investment Advisory firm - (7/23/2020 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9821 Katy Freeway, Suite 110, Houston, TX 77024
Mailing Address
Phone number
(832) 810-3565
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRB WEALTH MANAGEMENT LLC - FORM ADV PART 2A (4/1/2025)
TRB WEALTH MANAGEMENT - FORM ADV PART 2A WRAP BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts1,355
AUM (Assets Under Management)$ 1,169,148,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRB WEALTH MANAGEMENT, LLC

CRD#: 309370Brownsville, TX 78526

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