David J. Rodriguez

MINAS FINANCIAL PLANNING

Hot Springs National Park, AR

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CRD#: 7291063

Professional summary

David Joseph Rodriguez, CFP®, who also goes by David Rodriguez, is a registered financial advisor currently at MINAS FINANCIAL PLANNING located in Hot Springs National Park, Arkansas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. David has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I hold managing real estate brokers licenses in Illinois and Indiana. This is not investment related. I work under ROC Realty, which I founded in 2002. It is based out of Chicago. 5711 N Marmora Chicago IL 60646. These licenses permit me to acquire and dispose assets for my personal portfolio. I also use licenses to permit me to engage in property management. The total monthly time allocated to these activities is approximately 15 hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph Rodriguez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 1, 2020 - Present

MINAS FINANCIAL PLANNING

RIA

CRD#: 310750

Hot Springs National Park, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

MINAS FINANCIAL PLANNING

CRD#: 310750 / SEC#:

Arkansas

Registered Investment Advisory firm - (10/1/2020 Approved)

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Contact information

Main Address

Hot Springs National Park, AR

Mailing Address

335 Section Line Road Unit 21736, Hot Springs, AR 71901

Phone number

(501) 391-1335

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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