Richard F. Kresge
Professional summary
Richard Francis Kresge was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Richard had worked at 5 firms, which includes YANKEE FINANCIAL GROUP INC., DOUGLAS BREMEN & CO. INC., AMERICAN CAPITAL EQUITIES INC., FIRST CHATHAM SECURITIES INC., DAVID LERNER ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1986 - July 14, 2005
YANKEE FINANCIAL GROUP, INC.
May 5, 1986 - August 15, 1986
DOUGLAS BREMEN & CO., INC.
March 24, 1986 - May 1, 1986
AMERICAN CAPITAL EQUITIES, INC.
November 1, 1984 - April 7, 1986
FIRST CHATHAM SECURITIES, INC.
April 13, 1981 - September 27, 1984
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
YANKEE FINANCIAL GROUP, INC.
CRD#: 17966 / SEC#: , 8-35997
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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