William C. Gunderson
Professional summary
William Carl Gunderson is a registered financial professional currently at REVOLUT SECURITIES INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2020. William has worked at 3 firms and has passed the Series 66, Series 99TO, Series 57TO, Series 7TO, SIE, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Carl Gunderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2023 - Present
REVOLUT SECURITIES INC.
Office #1: 107 Greenwich Street 20th Floor, New York, NY 10006February 10, 2021 - February 17, 2023
M1 FINANCE
October 16, 2020 - February 17, 2023
M1 FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2024)
(2/13/2024)
Exams
Series 99TO
Date: 11/25/2024
Operations Professional ExaminationSeries 57TO
Date: 7/23/2021
Securities Trader ExamSeries 7TO
Date: 10/16/2020
General Securities Representative ExaminationFINRA
Current Firm
REVOLUT SECURITIES INC.
CRD#: 304600 / SEC#: , 8-70365
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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