DC
Daniel Cadenas
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CRD#: 7290490
DC
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Cadenas was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2020. Daniel had worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FIROLETE PRODUCS, LLC POSITION: co owner with wife, two properties for rent NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2021 ADDRESS: 1205 Second St, Jackson Beach FL 32250, United States DESCRIPTION: co-owner of properties with wife MASTER MENTOR POSITION AT VANDERBILT UNIVERSITY -THE WOND'RY POSITION: business mentoring for young people to assist them in venting business ideas and how to get started NATURE: Educational Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 04/19/2021 ADDRESS: 2414 Highland Ave, Nashville TN 37213, United States DESCRIPTION: being a mentor for young people interested in starting a business CREATIVE SOLUTIONS SERVICES, LLC POSITION: Owner of LLC NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/05/2021 ADDRESS: 1707 Blair Blvd, Unit 101, Nashville TN 37212, United States DESCRIPTION: LLC is to receive payments from 1707 Blair Blvd Condo -president position PRESIDENT OF HOA - 1707 BLAIR BLVD CONDO POSITION: HOA President NATURE: HOA President INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/05/2021 ADDRESS: 1707 Blair Blvd, Unit 101, Nashville TN 37212, United States DESCRIPTION: maintenance request handling, paying bills AVONDALE PARK OWNERS ASSOCIATION. POSITION: Board Member NATURE: Volunteer appointment board member of HOA. dme INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/12/2022 ADDRESS: 50 Vantage Way, Suite 100, Nashville TN 37228, United States DESCRIPTION: As board member I will vote on items put forth by the property management company. CONEXION AMERICANS POSITION: On the board of directors NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 06/17/2022 ADDRESS: 2195 Nolensville Pike, Nashville TN 37211, United States DESCRIPTION: As board member I will review annual agenda and vote with 19 other members on policies/activities of the organization. CITY OF NASHVILLE POSITION: Commissioner on Human Relations Commission for the city of Nashville. NATURE: Government and Civic Body INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2022 ADDRESS: 1 Public Square, Nashville TN 37201, United States DESCRIPTION: Human Relations Commission works to resolve complaints and carry out educational programs related to discrimination. TONI TONY TONE MONTANA REALTY, LLC POSITION: Owner of LLC NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 04/05/2021 ADDRESS: 1707 Blair Blvd, Unit 101, Nashville TN 37212, United States DESCRIPTION: LLC to receive payments from HOA president position with 1707 Blair Blvd Condo Association as well as property management fees for managing on-site properties at 1707 Blair Blvd. In addition, the LLC will be receiving property management fees from 1860 Old Natchez Trace Franklin, TN. HCA - HOSPITAL CORPORATION OF AMERICA POSITION: Managing the costs/budgeting for expenses within the company IT groups. No direct handling of company funds or direct fiduciary control. NATURE: Healthcare and Social Assistance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/05/2023 ADDRESS: One Park Plaza, Nashville TN 37203, United States DESCRIPTION: Managing the costs/budgeting for expenses within the company IT groups. No direct handling of company funds or direct fiduciary control.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
July 29, 2021 - August 15, 2023
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Franklin, TN
Past
December 4, 2020 - August 15, 2023
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Franklin, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRUCO SECURITIES, LLC.
PRUCO SECURITIES CORPORATION | PRUDENTIAL FINANCIAL PLANNING SERVICES | PRUCO SECURITIES, LLC. | PRUCO SECURITIES, LLC
CRD#: 5685 / SEC#: 801-52208, 8-16402
RIA
Registered Investment Advisory firm - SEC (6/28/1996 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/4/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
PRUCO SECURITIES, LLC.
PRUCO SECURITIES CORPORATION | PRUDENTIAL FINANCIAL PLANNING SERVICES | PRUCO SECURITIES, LLC. | PRUCO SECURITIES, LLC
CRD#: 5685 / SEC#: 801-52208, 8-16402
RIA
Registered Investment Advisory firm - SEC (6/28/1996 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
751 Broad Street, Newark, NJ 07102-3777
Mailing Address
751 Broad Street, Newark, NJ 07102-3777
Phone number
(973) 802-6000
Established
New Jersey since 09/22/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
387
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SOLE MEMBER | |
| FELICIANO, DEXTER MICHAEL | PRESIDENT | 5483537 |
| FLORIO, KELLY NICOLE | ANTI-MONEY LAUNDERING OFFICER | 6446272 |
| FONTANO, ANTHONY MICHAEL | ELECTED MANAGER | 6852155 |
| HYNES, PATRICK LIAM | CHAIRMAN, ELECTED MANAGER | 2748918 |
| PATEL, PARANJ | CHIEF COMPLIANCE OFFICER | 4235738 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, CONTROLLER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| THOMSEN, JORDAN KARSTEN | CHIEF LEGAL OFFICER | 2821664 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 13 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 12/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
