Caleb M. Lopez

UNIVERSITY WEALTH ADVISORS LLC

CANTON, OH

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CRD#: 7290226

Professional summary

Caleb Michael Lopez is a registered financial advisor currently at UNIVERSITY WEALTH ADVISORS LLC located in Canton, Ohio.

Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Caleb has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Lopez is licensed and registered as an insurance agent to sell life, accident and other lines of insurance for various insurance companies. Mr. Lopez will spend approximately 20% of his time on insurance related activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Michael Lopez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2021 - Present

UNIVERSITY WEALTH ADVISORS LLC

RIA

CRD#: 317050

CANTON, OH

Past

September 2, 2020 - September 16, 2021

AAN WEALTH ADVISORS LLC

RIA

CRD#: 300652

CANTON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/30/2025)

IAR

Ohio
(10/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2020

Uniform Investment Adviser Law Examination

Current Firm

UNIVERSITY WEALTH ADVISORS LLC

CREATE WEALTH INVESTMENT ADVISORS | UNIVERSITY WEALTH ADVISORS LLC | ENTREPRENEUR WEALTH ADVISORS | ECCLESIA CAPITAL MANAGEMENT LLC | CREATE WEALTH INVESTMENT ADVISORS, LLC

CRD#: 317050 / SEC#:

Michigan

Registered Investment Advisory firm - (5/4/2022 Approved)

Ohio

Registered Investment Advisory firm - (10/8/2021 Approved)

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Contact information

Main Address

Canton, OH

Mailing Address

Po Box 20740, Canton, OH 44701

Phone number

(330) 417-8171

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	188
AUM (Assets Under Management)	$ 20,129,730

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Caleb M. Lopez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Michael Lopez's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNIVERSITY WEALTH ADVISORS LLC

AAN WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2020

Current Firm

UNIVERSITY WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UNIVERSITY WEALTH ADVISORS LLC

TRUST BUT VERIFY

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